Investment Firms | Operational Resilience Lessons Learned So Far
FourthLine has now worked with a number of investment firms giving expert advice, guidance and tools to help implement...
Blog
Investment Firms | Operational Resilience Lessons Learned So Far
FourthLine has now worked with a number of investment firms giving expert advice, guidance and tools to help implement their...
18 May, 2022
New Prudential Regime for Investment Firms (IFPR) - Key Focus Areas
On 14 December 2020, the Financial Conduct Authority (FCA) published the first of three Consultation Papers (CP1) following its...
11 March, 2021
Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar
On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar to...
21 January, 2021
2021 and the FCA's continued focus on customer vulnerability
Following the release of the Financial Conduct Authority’s (FCA) draft updated guidance this week for mortgage and consumer...
14 January, 2021
PRA reveal their six priorities for UK deposit takers in 2021
As calendars are prepared to be turned over to 2021, the PRA have set out their priorities for the upcoming year for UK deposit...
15 December, 2020
FCA releases new Prudential Regime for Investment Firms (IFPR) consultation paper
On 14 December 2020, the Financial Conduct Authority (FCA) published its first of three Consultation Papers on the new UK...
15 December, 2020
The Investment Firms Prudential Regime – areas to consider when getting started
Yesterday morning the Financial Conduct Authority (FCA) confirmed that, considering the scale of regulatory reform due in 2021,...
17 November, 2020
SMCR implementation: will your business be ready in time?
With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and...
27 September, 2020
Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar
This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020...
14 May, 2020
