TSB's £48.7 mil Operational Resilience fine - What were the failings?
At the end of last year The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined...
Blog
TSB's £48.7 mil Operational Resilience fine - What were the failings?
At the end of last year The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank...
12 January, 2023
Thoughts on consolidating CBI Outsourcing, Operational Resilience and DORA delivery
The European Union (EU) is implementing the Digital Operational Resilience Act (DORA) as part of its drive to reduce...
16 December, 2022
Consumer Duty Video Part 2: Fair Value Assessment Considerations
FourthLine's Consumer Duty Consultant, Sofia Moura Da Luz, has produced a series of short videos discussing the FCA's new...
14 December, 2022
Consumer Duty Video Series Part 1: What firms have to do right now
FourthLine's Consumer Duty Consultant, Sofia Moura Da Luz, has produced a series of short videos discussing the FCA's new...
8 December, 2022
Challenges of transitioning Operational Resilience into Business As Usual (BAU)
Operational Resilience has been a significant change management focus for financial services firms. As firms transition...
7 December, 2022
What is a proportionate approach to Operational Resilience?
One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?" This blog will...
24 November, 2022
A Guide to TPRM Regulation (Part 3) Manage & Monitor
Welcome back to the ‘A Guide to TPRM Regulation’ series. This is the 3rd article in the series where I summarise TPRM regulations...
31 October, 2022
FCA Chief Exec on Consumer Duty : Rolling Regulation Forward
In July the FCA published a final rules and guidance Consumer Duty Policy Statement that would set clearer and higher...
26 October, 2022
A Guide to TPRM Regulation (Part 2) Contracting & Onboarding
In the last edition of ‘A Guide to TPRM Regulations: Part 1' I discussed how organisations are relying more and more on...
24 October, 2022
