Changing Focus on CASS
CASS appears to have quickly dominated dominated the regulatory agenda in the UK’s investment industry. I’m sure many...
Blog
Changing Focus on CASS
CASS appears to have quickly dominated dominated the regulatory agenda in the UK’s investment industry. I’m sure many executive...
14 January, 2020
A Strategic Regulatory Management Limited briefing note on SMCR
Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and...
18 November, 2019
Who you should hire today to meet tomorrow's risks and regulations
FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to...
11 November, 2019
8 Reasons to consider a different recruitment solution
FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution. In our blog,...
8 November, 2019
How do FS firms deal with Third-Party Risk Management (TPRM)?
As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how...
18 September, 2019
What's that coming over the hill - is the SM&CR a monster?
Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes...
20 August, 2019
How to effectively embed Risk Culture
Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process. Embedding...
1 July, 2019
Good governance: how new requirements for non-executive directors & SMCR will affect asset managers
Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers...
20 June, 2019
MiFID II Transaction Reporting - Building ARM Oversight Functions
In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast...
10 June, 2019
