FCA releases new Prudential Regime for Investment Firms (IFPR) consultation paper
On 14 December 2020, the Financial Conduct Authority (FCA) published its first of three Consultation Papers on the new...
Blog
FCA releases new Prudential Regime for Investment Firms (IFPR) consultation paper
On 14 December 2020, the Financial Conduct Authority (FCA) published its first of three Consultation Papers on the new UK...
15 December, 2020
The Investment Firms Prudential Regime – areas to consider when getting started
Yesterday morning the Financial Conduct Authority (FCA) confirmed that, considering the scale of regulatory reform due in 2021,...
17 November, 2020
SMCR implementation: will your business be ready in time?
With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and...
27 September, 2020
Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar
This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020...
14 May, 2020
Changing Focus on CASS
CASS appears to have quickly dominated dominated the regulatory agenda in the UK’s investment industry. I’m sure many executive...
14 January, 2020
A Strategic Regulatory Management Limited briefing note on SMCR
Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and...
18 November, 2019
Who you should hire today to meet tomorrow's risks and regulations
FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to...
11 November, 2019
8 Reasons to consider a different recruitment solution
FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution. In our blog,...
8 November, 2019
How do FS firms deal with Third-Party Risk Management (TPRM)?
As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how...
18 September, 2019
