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(36)
Building a Resilience Programme That Survives Leadership Change: The Case for Embedded Expertise
The most common cause of operational resilience programme regression in mid-tier financial services firms is not supervisory...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
22 May, 2026
What Good Looks Like: FCA SYSC 15A Important Business Service Identification for Investment and Wealth Firms
Important Business Service identification is the foundation of every operational resilience programme. It is also the element...
Investment & Asset Management
22 May, 2026
ICT and Technology Resilience: How the Regulatory Expectation Has Changed Since DORA
In most mid-tier financial services firms, technology resilience and operational resilience are managed by different teams. The...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
21 May, 2026
The Diagnostic Assessment: What It Covers, What You Receive, and What Happens Next
If you have been reading about operational resilience evidence gaps, supervisory expectations, or the difference between...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
21 May, 2026
Why Mid-Tier Firms Choose an Independent Specialist Over a Large Consultancy for Operational Resilience
The decision about who to engage for operational resilience work is, in most mid-tier firms, made by a CRO or COO who has...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
20 May, 2026
SMF24 Personal Accountability and Operational Resilience: What the Designation Actually Requires
If you hold the SMF24 designation, you already know the headline: you carry personal accountability for operational resilience at...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
20 May, 2026
What Good Looks Like: PRA SS1/21 Annual Scenario Testing Evidence
Most mid-tier firms have run scenario testing. The question that matters in 2026 is not whether the exercise took place, but...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
18 May, 2026
The PRA and FCA Are Now in Supervision Mode: What Mid-Tier Firms Should Expect in the Next 12 Months
There is a version of events in which the March 2025 operational resilience deadline marked the end of the hardest part. The...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
18 May, 2026
The 2026 Operational Resilience Evidencing Gap for Mid Tier Firms
Most mid-tier financial services firms in the UK have an operational resilience programme. Many have had one since the March 2022...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
18 May, 2026
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