A Strategic Regulatory Management Limited briefing note on SMCR
Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior...
Blog
A Strategic Regulatory Management Limited briefing note on SMCR
Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and...
18 November, 2019
Top 4 difficulties within Identity and Access Management
IAM expert Mark Gleeson spoke to FourthLine about the challenges businesses face when looking to implement a strong IAM strategy....
23 September, 2019
How do FS firms deal with Third-Party Risk Management (TPRM)?
As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how...
18 September, 2019
What's that coming over the hill - is the SM&CR a monster?
Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes...
20 August, 2019
How to effectively embed Risk Culture
Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process. Embedding...
1 July, 2019
Good governance: how new requirements for non-executive directors & SMCR will affect asset managers
Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers...
20 June, 2019
How to keep the supply chain secure
We all understand that securing our estates is a very important task, that requires board level engagement and awareness from all...
23 May, 2019
How training & development can be utilised to improve Risk Culture
Martyn O'Connor, Head of Risk and Compliance at Wellesley, spoke to FourthLine about the use of training and development in...
15 May, 2019
Risk Management as Infrastructure for Artificial Intelligence and FinTech
As the insurance and wider financial services industry are yet to fully embrace either FinTech or AI, Isaac Alfon considers what...
2 May, 2019
