COVID-19 and the additional uplifted FCA prudential requirements for PSR & EMR firms
On the 9 July, the Financial Conduct Authority (FCA) published its Finalised Guidance around safeguarding customers’...
Blog
COVID-19 and the additional uplifted FCA prudential requirements for PSR & EMR firms
On the 9 July, the Financial Conduct Authority (FCA) published its Finalised Guidance around safeguarding customers’ funds for...
2 December, 2020
D&I | The business of social purpose
On Thursday, 26th November Jonathan Davidson, The FCA's Executive Director of Supervision - Retail and Authorisations,...
27 November, 2020
The Investment Firms Prudential Regime – areas to consider when getting started
Yesterday morning the Financial Conduct Authority (FCA) confirmed that, considering the scale of regulatory reform due in 2021,...
17 November, 2020
What are the PRA’s perspectives on interactions between OCIR and Operational Resilience?
Following the Prudential Regulation Authority’s (PRA) publication last week of a series of four Consultation Papers concerning...
4 November, 2020
Hiring for Values Vs. Culture
Almost every company today looks to find a strong culture fit for potential hires, but a common issue arises when we look beneath...
29 October, 2020
FCA Director sets out expectations of firms around mortgage forbearance
Speaking as he introduced the Mortgage Forbearance Webinars, which are being used to help firms prepare for the next phase of...
29 October, 2020
Implementation deadline formalised - Financial Conduct Authority (FCA) SM&CR Policy Statement for extending the deadline for solo-regulated firms
On 28 October 2020, the FCA published their Policy Statement on the Senior Managers & Certification Regime (SM&CR) for...
28 October, 2020
The FourthLine Careers Podcast: Ep 01 - Data Protection, Imposter Syndrome & Creating your own opportunities with Tash Whitaker
At FourthLine, connecting top talent with some of the leading firms within the risk and regulatory/legal/finance sectors is what...
23 September, 2020
Changing the narrative around D&I with Sonya Barlow
For many, 2020 has been a year of reckoning. In May we saw the death of George Floyd spark global protests and the rise of the...
6 September, 2020
