How has COVID-19 affected new hires and leavers?
Looking back on the last eight months, it would be a gross understatement to say that 2020 has been a tumultuous year...
Blog
How has COVID-19 affected new hires and leavers?
Looking back on the last eight months, it would be a gross understatement to say that 2020 has been a tumultuous year for...
26 August, 2020
UK FinTechs’ response to Wirecard failure
On Friday 26th of June , the FCA ordered Wirecard’s UK-subsidiary Wirecard Solutions Limited to immediately “halt all regulated...
5 July, 2020
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Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
On the 22nd May, the FCA released a consultation, outlining additional temporary guidance to support payment firms and their...
3 June, 2020
Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar
This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020...
14 May, 2020
The FCA responds to Coronavirus queries on CASS Audit
The Financial Conduct Authority recently responded to questions around Client Assets (CASS), in relation to the current...
7 April, 2020
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Operational Resilience in the face of COVID-19
COVID-19 has now officially been declared a Pandemic by the World Health Organisation and a public health emergency, impacting...
12 March, 2020
The FCA Data Breach is a wake-up call to Firms
The FCA was left red-faced last week when it admitted to the accidental publishing of personally identifiable information on...
2 March, 2020
CASS: Effective Record Keeping and Reconciliation Management
There are many things that can keep a CF10a up at night. With the FCA cracking down on non-compliant firms, effective record...
26 February, 2020
The Top 5 Data Breaches in 2019
It’s a sobering reality that within the last ten years, data breaches have become commonplace in society and for major companies,...
19 December, 2019
