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Challenges of transitioning Operational Resilience into Business As Usual (BAU)
Operational Resilience has been a significant change management focus for financial services firms. As firms transition...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
7 December, 2022
A Guide to TPRM Regulation (Part 3) Manage & Monitor
Welcome back to the ‘A Guide to TPRM Regulation’ series. This is the 3rd article in the series where I summarise TPRM regulations...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
31 October, 2022
A Guide to TPRM Regulation (Part 2) Contracting & Onboarding
In the last edition of ‘A Guide to TPRM Regulations: Part 1' I discussed how organisations are relying more and more on...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
24 October, 2022
A Guide to TPRM Regulation (Part 1) Plan, Evaluate & Select
This is the first amongst a series of articles that will provide a broad overview of the PRA and FCA's regulations at each stage...
Investment & Asset Management
,
Insurance Sector
,
Retail Finance
2 October, 2022
SMCR: Individual Accountability within Investment Management firms
With the implementation of the extended Senior Managers and Certification Regimes (SMCR) expected in 2019, FourthLine hosted a...
Investment & Asset Management
,
Insurance Sector
22 October, 2018
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