New FCA Publication: Reducing and Preventing Financial Crime
In its latest newsletter dated 08/02/2024, the Financial Conduct Authority (FCA) has provided an insightful update on...
Blog
New FCA Publication: Reducing and Preventing Financial Crime
In its latest newsletter dated 08/02/2024, the Financial Conduct Authority (FCA) has provided an insightful update on its...
15 February, 2024
FCA warns Platform Firms about Consumer Duty and Resilience
On September 28, 2023, the Financial Conduct Authority (FCA) sent a “Dear CEO” letter to their Financial Services Platform...
3 October, 2023
FourthLine Signs Strategic Partnership with Corporater, the Global GRC Software Provider
Becoming part of the Corporater Partner Network widens FourthLine's portfolio to include governance, performance, risk, and...
20 July, 2023
FCA chief says Consumer Duty is a top priority this year
The Financial Conduct Authority's CEO, Nikhil Rathi, has announced that the Consumer Duty will take precedence in the regulator's...
5 April, 2023
What's the difference between the FCA's Consumer Duty and TCF Policies?
Despite the fast-approaching launch date of the new Consumer Duty at the end of July, it seems that some firms are feeling quite...
29 March, 2023
FCA sends warning to Mortgage Intermediaries about Consumer Duty Plans
This week the Financial Conduct Authority (FCA) issued a "Dear CEO" letter to Mortgage Intermediaries, warning them that their...
7 March, 2023
BoE publishes new policy on Outsourcing and Third-Party Risk Management to FMIs
On Wednesday the Bank of England published its policy on outsourcing and third-party risk management for Financial Market...
10 February, 2023
FCA sends Consumer Duty "Dear CEO" letters to Financial Sector
Last Friday, the Financial Conduct Authority (FCA) issued a "Dear CEO" letter to a number of financial services sectors,...
9 February, 2023
FCA Executive Director issues warning over Consumer Duty readiness
With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of...
26 January, 2023
