Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar
On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar...
Blog
Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar
On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar to...
21 January, 2021
Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty
On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that resulted in...
15 December, 2020
SMCR implementation: will your business be ready in time?
With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and...
27 September, 2020
Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar
This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020...
14 May, 2020
Operational Resilience in the face of COVID-19
COVID-19 has now officially been declared a Pandemic by the World Health Organisation and a public health emergency, impacting...
12 March, 2020
8 Reasons to consider a different recruitment solution
FourthLine Director Dan Waltham discusses the merits of looking beyond contingent as the only recruitment solution. In our blog,...
8 November, 2019
How do FS firms deal with Third-Party Risk Management (TPRM)?
As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how...
18 September, 2019
What's that coming over the hill - is the SM&CR a monster?
Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes...
20 August, 2019
How to effectively embed Risk Culture
Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process. Embedding...
1 July, 2019
