Free Outsourcing & 3rd Party Risk Management Insight Paper
With the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) having released their Operational...
Blog
Free Outsourcing & 3rd Party Risk Management Insight Paper
With the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) having released their Operational Resilience...
5 May, 2021
Outsourcing & Third-party Risk Management – PRA expectations formalised in new statements
On the same day as the Prudential Regulation Authority published their Operational Resilience Policy and Supervisory Statements,...
29 March, 2021
The PRA and FCA release their Policy Statements for Operational Resilience
In line with their promise to deliver a Policy Statement for Operational Resilience by the end of Q1 2021, the FCA and PRA hit a...
28 March, 2021
Regulatory Compliance Roles | Salary Benchmark Report & Key Challenges
We have just released our 2021 Compliance Roles Salary Benchmark report for the UK. The report also highlights the latest...
10 March, 2021
The Evolution of FinTech and Planning for the Future
The Financial Services landscape has changed significantly over the past ten years. Previously, customers were faced with limited...
5 March, 2021
Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar
On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar to...
21 January, 2021
Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty
On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that resulted in...
15 December, 2020
SMCR implementation: will your business be ready in time?
With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and...
27 September, 2020
Looking back at our "Analysing the 2020 FCA Business plan for FinTechs and Consumer Firms" webinar
This month our Director, Dan Waltham interview Gerard Hurley, Chief Compliance Officer at Chip for our latest webinar on the 2020...
14 May, 2020
