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Full Access to all CASS on-demand workshops and "How to" videos

Workshop 1: Third-Party Oversight

 Paul McDermott covers this subject in 3 sessions:

  • Session 1| Delegation and responsibilities
  • Session 2| Managing 3rd party activities
  • Session 3| Best practice and testing

Workshop 2: Getting CASS right, leading from the top 

This workshop consists of 2 modules

Module 1 | Good Practice Governance

  • Session 1| Why is CASS important & challenging
  • Session 2| The SMCR regime & CASS culture
  • Session 3|CASS risk appetite & policies
  • Session 4| CASS control systems, framework & compliance monitoring

Module 2 | Practical CASS Challenges

  • Session 1| Building a CASS team
  • Session 2| Recordkeeping, reporting and procedure documentation
  • Session 3| Successfully managing CASS audits

5 CASS "How to" videos

Alex Harris covers 5 key areas:

  • Best practice for developing & Maintaining a CASS controls monitor
  • Developing a strong CASS Culture
  • How to Demonstrate & Deliver Compliant 3rd Party Due Diligence
  • The Common CASS RP Pitfalls & How to Avoid Them
  • How to Mitigate the CASS Risks Associated with Outsourcing

 

 

 

 

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