Learning
Workshop 1: Third-Party Oversight
Paul McDermott covers this subject in 3 sessions:
- Session 1| Delegation and responsibilities
- Session 2| Managing 3rd party activities
- Session 3| Best practice and testing
Workshop 2: Getting CASS right, leading from the top
This workshop consists of 2 modules
Module 1 | Good Practice Governance
- Session 1| Why is CASS important & challenging
- Session 2| The SMCR regime & CASS culture
- Session 3|CASS risk appetite & policies
- Session 4| CASS control systems, framework & compliance monitoring
Module 2 | Practical CASS Challenges
- Session 1| Building a CASS team
- Session 2| Recordkeeping, reporting and procedure documentation
- Session 3| Successfully managing CASS audits
5 CASS "How to" videos
Alex Harris covers 5 key areas:
- Best practice for developing & Maintaining a CASS controls monitor
- Developing a strong CASS Culture
- How to Demonstrate & Deliver Compliant 3rd Party Due Diligence
- The Common CASS RP Pitfalls & How to Avoid Them
- How to Mitigate the CASS Risks Associated with Outsourcing
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