Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty
On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that...
Blog
Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty
On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that resulted in...
15 December, 2020
The Investment Firms Prudential Regime – areas to consider when getting started
Yesterday morning the Financial Conduct Authority (FCA) confirmed that, considering the scale of regulatory reform due in 2021,...
17 November, 2020
What are the PRA’s perspectives on interactions between OCIR and Operational Resilience?
Following the Prudential Regulation Authority’s (PRA) publication last week of a series of four Consultation Papers concerning...
4 November, 2020
SMCR implementation: will your business be ready in time?
With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and...
27 September, 2020
How has COVID-19 affected new hires and leavers?
Looking back on the last eight months, it would be a gross understatement to say that 2020 has been a tumultuous year for...
26 August, 2020
Coronavirus and safeguarding customers’ funds: proposed guidance for payment firms
On the 22nd May, the FCA released a consultation, outlining additional temporary guidance to support payment firms and their...
3 June, 2020
Operational Resilience in the face of COVID-19
COVID-19 has now officially been declared a Pandemic by the World Health Organisation and a public health emergency, impacting...
12 March, 2020
A Strategic Regulatory Management Limited briefing note on SMCR
Ian Stevenson, Managing Consultant at Strategic Regulatory Management Limited gives his perspective on the UK Senior Managers and...
18 November, 2019
Who you should hire today to meet tomorrow's risks and regulations
FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to...
11 November, 2019
