Key Takeaways | Why does the FCA care about diversity and inclusion?
“You might dismiss a business case but you cannot dismiss a moral imperative to do the right thing.” – Georgina...
Blog
Key Takeaways | Why does the FCA care about diversity and inclusion?
“You might dismiss a business case but you cannot dismiss a moral imperative to do the right thing.” – Georgina Philippou On 21st...
9 February, 2021
Key takeaways | FCA Payments & E-Money safeguarding & wind-down webinar
On 21 January, the Financial Conduct Authority (FCA) delivered a Payments & E-Money: safeguarding & wind-down webinar to...
21 January, 2021
2021 and the FCA's continued focus on customer vulnerability
Following the release of the Financial Conduct Authority’s (FCA) draft updated guidance this week for mortgage and consumer...
14 January, 2021
PRA reveal their six priorities for UK deposit takers in 2021
As calendars are prepared to be turned over to 2021, the PRA have set out their priorities for the upcoming year for UK deposit...
15 December, 2020
Understanding the drivers for Barclays’ £26 million fine for treatment of customers in financial difficulty
On Tuesday 15 December, the Financial Conduct Authority (FCA) published their Final Notice on regulatory action that resulted in...
15 December, 2020
FCA releases new Prudential Regime for Investment Firms (IFPR) consultation paper
On 14 December 2020, the Financial Conduct Authority (FCA) published its first of three Consultation Papers on the new UK...
15 December, 2020
COVID-19 and the additional uplifted FCA prudential requirements for PSR & EMR firms
On the 9 July, the Financial Conduct Authority (FCA) published its Finalised Guidance around safeguarding customers’ funds for...
2 December, 2020
D&I | The business of social purpose
On Thursday, 26th November Jonathan Davidson, The FCA's Executive Director of Supervision - Retail and Authorisations,...
27 November, 2020
The Investment Firms Prudential Regime – areas to consider when getting started
Yesterday morning the Financial Conduct Authority (FCA) confirmed that, considering the scale of regulatory reform due in 2021,...
17 November, 2020
