Daniel Waltham
Responsible for leading client relationships and new business sales. Dan takes a lead role in customer engagement, identifying, creating and designing solutions to help our customers with risk and regulatory challenges. 13 years of experience working with financial services businesses across risk, compliance, data protection and regulatory change.
Last week, risk.net published their survey results for the top 10 operational risks facing financial services in 2021. The list is almost identical to last year’s top 10, although the weightings are ...
Topics:
Insurance Sector
March 11, 2021
On 14 December 2020, the Financial Conduct Authority (FCA) published the first of three Consultation Papers (CP1) following its June 2020 Discussion Paper covering the incoming Investment Firm ...
Topics:
Investment & Asset Management
March 11, 2021
We have just released our 2021 Compliance Roles Salary Benchmark report for the UK. The report also highlights the latest challenges facing leaders managing regulatory compliance, financial crime, ...
Topics:
Insurance Sector,
Retail Finance
March 10, 2021
Based on their experiences of current COVID restricted work patterns, companies worldwide are warming to the idea of continuing remote working post-pandemic. This has created lively debate about ...
February 22, 2021
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Hiring the right people is usually cited by CEOs as their number one challenge. Traditional recruitment channels often don’t deliver quality and value for scaling financial services firms. This ...
Topics:
Insurance Sector
February 9, 2021
The Financial Conduct Authority’s (FCA) second consultation into principles of business (GC20/3) closed at the end of September 2020. During the period between closure of the first consultation ...
October 19, 2020
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With COVID-19 forcing nearly 50,000 solo regulated firms in the UK into reprioritising activities to ensure continuity and operational resilience during the pandemic, the Senior Managers and ...
Topics:
Investment & Asset Management,
Insurance Sector,
Retail Finance
September 28, 2020
Our recent webinar analysed the FCA’s 2020 plan for Fintechs. Product, Product Marketing and Product Governance are focus areas of this year’s business plan and according to 86% of our audience, ...
May 19, 2020
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