Consulting 

Insight Deck: SMCR Implementation for Solo-regulated Firms

How ready are you for the Senior Managers and Certification Regime?

Download our free Insight Deck to measure how prepared your firm is across the key SMCR components.

Insight Deck:  Operational Resilience - Preparation for Post-Consultation

Both the FCA and PRA had signalled their intentions to seek significant uplifts and visibility across operational resilience frameworks in regulated firms.

Download our free Insight Deck detailing the key components for an Operational Resilience Framework.

Insight Deck:  Reacting to the FCA's Guidance Consultation on Vulnerable Customers

The FCA published an initial consultation that sets out what is required of firms to treat vulnerable customers fairly.

Download our free Insight Deck setting out the key messages from the FCA and a suggested framework to work from.

Insight Deck:  Climate Change Risk - Navigating New Expectations

According to the PRA, by the end of 2021 firms should have fully embedded their approach to managing climate-related financial risk.

Download our free Insight Deck setting out the key expectation from the PRA and suggesting a framework.

Toolkit: FCA Self Assessment

FourthLine has created a downloadable toolkit that carves out relevant areas from the FCA's  Finalised Temporary Guidance papers.

Download the toolkit here to measure your firm's readiness across the 3 lines of defence.

Toolkit: FCA COVID additional guidance

The 2nd tranche of the FCA’s COVID guidance for firms dropped in September 2020, asking broader questions around firm policies, processes and oversight, whilst challenging them to find and evidence appropriate forbearance solutions for customers.

We prepared a free self-assessment toolkit for firms to think about their measures and evidence it has on record across mortgages, consumer credit products and overdrafts.

Download the toolkit here