Consulting 

FourthLine Consulting works with organisations to create compliant, resilient and secure operations.

Find out more about our consulting service here.

Free Tools and Insights

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Insight Deck: SMCR Implementation for Solo-regulated Firms

How ready are you for the Senior Managers and Certification Regime?

 

 

Download our free Insight Deck to measure how prepared your firm is across the key SMCR components.

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Insight Deck:  Operational Resilience - Preparation for Post-Consultation

Both the FCA and PRA had signalled their intentions to seek significant uplifts and visibility across operational resilience frameworks in regulated firms.

Download our free Insight Deck detailing the key components for an Operational Resilience Framework.

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Insight Deck:  Reacting to the FCA's Guidance Consultation on Vulnerable Customers

The FCA published an initial consultation that sets out what is required of firms to treat vulnerable customers fairly.

Download our free Insight Deck setting out the key messages from the FCA and a suggested framework to work from.

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Insight Deck:  Climate Change Risk - Navigating New Expectations

According to the PRA, by the end of 2021 firms should have fully embedded their approach to managing climate-related financial risk.

Download our free Insight Deck setting out the key expectation from the PRA and suggesting a framework.

Toolkits

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Toolkit: FCA Self Assessment

FourthLine has created a downloadable toolkit that carves out relevant areas from the FCA's  Finalised Temporary Guidance papers.

 

 

 

Download the toolkit here to measure your firm's readiness across the 3 lines of defence.

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Toolkit: FCA COVID additional guidance

The 2nd tranche of the FCA’s COVID guidance for firms dropped in September 2020, asking broader questions around firm policies, processes and oversight, whilst challenging them to find and evidence appropriate forbearance solutions for customers.

We prepared a free self-assessment toolkit for firms to think about their measures and evidence it has on record across mortgages, consumer credit products and overdrafts.

Download the toolkit here

We have successfully worked with FourthLine a number of times this year, and have been impressed not only by the quality of the candidates, but also how well briefed they are.

Head of Operations, Asset Management Firm

When we engage with a specialist consultancy like FourthLine... they take the time to understand what we do and what we are looking for.

CEO, Lending Standards Board

FourthLine have the personal touch and a greater understanding of the sector, the needs, the people, which means they can compete with the big recruiters.

Head of Compliance (Client)

FourthLine took the time to understand what I wanted and approached the company I was eventually placed with speculatively which is what candidates are looking for

Compliance Consultant, (Candidate)

Jodie at FourthLine is our key contact when we have recruitment requirements for risk and compliance roles in financial services. She has a wealth of knowledge about the sector and our specific needs..

Regulatory Director, Financial Services Consulting

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Client Training

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Latest Courses

Managing Financial Crime & Fraud in the ...

Insurance fraud is not a victimless crime and affects everyone in the UK. The UK Association of British Insurers estimates that fraud ...

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Financial Crime – The role of the MLRO - ...

The FCA has increased its efforts to fight every aspect of financial crime and expects firms to understand where the risks lie and take ...

Managing Operational Risk

The effective management of operational risks is a vital component of any financial services firm’s business strategy. Effective ...

Lastest Client Stories

FinTech start-up makes a Compliance hire

A London based FinTech start-up was hiring a compliance leader; FourthLine’s ‘Critical Talent’ ...

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Regulatory Consultant completes large-scale review for a national IFA

FourthLine works with some of the biggest talent within Risk and Regulation. We are currently ...

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Got a question?

If you’d like to find out more about our courses or discuss the ways in which FourthLine can help your business,
fill in the form below and one of our team will be in touch as soon as possible.

Alternatively, give us a call on 0203 800 1099

Get in touch

Kieran_Maplesden

Kieran Maplesden
Managing Director


0203 800 1099
kieran.maplesden@thefourthline.co.uk

Ross molyneux

Ross Molyneux
Risk Consulting Director


ross.molyneux@thefourthline.co.uk