Blog listing page

What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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A Guide to TPRM Regulation (Part 2) Contracting & Onboarding

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

October 25, 2022
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FCA Consumer Duty - Setting higher expectations for standards of care

Topics: Insurance Sector

October 12, 2022
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A Guide to TPRM Regulation (Part 1) Plan, Evaluate & Select

This is the first amongst a series of articles that will provide a broad overview of the PRA and FCA's regulations at each stage of the Third-Party Risk Management (TPRM) lifecycle. I will provide ...

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

October 3, 2022
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Data Loss and Corruption - the failure scenario not to overlook

Introduction

Topics: Insurance Sector

September 20, 2022
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Insight Paper: Operational Resilience Framework, Strategy & Planning

Many in-scope firms are uncertain of how to achieve the aims of the 3-year Operational Resilience transitional period set by the regulators. In many cases they also don’t have a strategy that answers ...

Topics: Investment & Asset Management, Insurance Sector

August 24, 2022
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Understanding your gaps with Third-party Risk Management regulation

From our experience of reviewing and implementing financial services operational resilience, the Third-Party pillar usually requires action to enhance the approach and close urgent regulatory gaps.

Topics: Investment & Asset Management, Insurance Sector

July 29, 2022
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Operational Resilience Outlook - Internal challenges to consider

In my last blog, I discussed a few external indicators that should be considered in the transition period in order to build a mature view of resilience.

Topics: Investment & Asset Management, Insurance Sector

June 23, 2022
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Operational Resilience Outlook - External challenges to consider

Since the FCA and PRA published their Operational Resilience policy statement in March 2021, in-scope financial service firms have spent a lot of time and resources on developing a framework and ...

Topics: Investment & Asset Management, Insurance Sector

June 21, 2022
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