Found 110 Jobs

Compliance Manager - London - Up to £50,000

Fourthline are working with our client, a global Financial Services company, to assist in their search for a Compliance Manager to join their London headquarters. This varied and exciting role offers you the opportunity to develop your regulatory compliance knowledge in one of the worlds largest financial services organisations, working with the Senior Compliance Manager and Chief Compliance Officer. You will have: Experience working within a regulated financial services firm, retail banking or payments would be beneficial; Previous experience within Compliance Advisory functions, and practise in Senior Stakeholder management; Good understanding of compliance regulations and frameworks in line with Consumer Credit (CONC); Ability to draft and construct well-articulated reports, to be presented to C-suite members and senior stakeholders. This role can be based in London or Brighton, with occasional travel between offices. If you’d like to discuss this role in more detail, please send your CV to [email protected] to arrange a time to speak.

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Managing this Role: Maria Koundouri

Investment Operations Analyst

FourthLine are currently recruiting for a boutique wealth manager who are looking for a Investment Operations Analyst. The role consists of reporting on the following: Production of Client Investment Performance Reporting. Production of Client Reports. Processing of corporate actions in conjunction with third party provider. In order to qualify for the role, my client is looking for candidates who have/are: Industry experience within Financial Services operating in a similar role within Operations/Middle Office function. Ideally a broad understanding of investments across back, middle and front office. Knowledge of processing Corporate Actions. If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

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Managing this Role: James Carter

Data Protection Manager

  • £38000 - £38000
A fulfilling and lifechanging charity are looking for their new Data Protection Manager with the interest of easing them into the statuary DPO role. This role, based near Kensington in West London, is looking for a data protection subject matter expert to manage the charity’s data protection compliance activities and provide high-level data protection advice. A day in the life in this role: Host any privacy training and GDPR awareness courses for the staff and volunteers; Either act as the DPO or train toward becoming comfortable in the statuary DPO role; Carry out any incoming information requests; Provide detailed and understandable advice to the staff and volunteers on how best to handle information; Assist with data protection and compliance audits internally; To review and update any internal policies & procedures and ensure all documentation and contracts are compliant. The ideal candidate would: Feel comfortable being considered an organisation’s data privacy subject matter expert; Be able to communicate and translate the complexities of the GDPR to all levels of staff and volunteers associated with the charity; Enjoy putting themselves into different teams across the business and demonstrating best privacy working practices; Have charity/not-for-profit experience; Have demonstrable working experience of implementing GDPR into an organisation and advising on Data Protection; Have delivered privacy and GDPR training.

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Managing this Role: Christopher Fox

Head of Commercial Technology

  • £150000 - £300000
Head of Commercial Technology

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Managing this Role: Sean Doherty

Senior IT SOX Analyst

FourthLine are working with a Media firm who are looking for a Senior IT SOX Analyst to join the team in Manchester. The analyst will plan and manage the reviews of the Sarbanes Oxley controls and perform risk assessments. Day-to-day: Responsible for the testing of IT controls for SOx, assessing their effectiveness and reporting to Senior Management on their analysis; Support SOX managers to ensure there is alignment within the IT and Finance teams; Provide recommendations for improvements to controls. What I am looking: An Information Security professional with a background in IT Audit who has significant experience with SOX testing. Location: Manchester Salary: 40,000.

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Managing this Role: Jade Turner-McBride

ISO27001 Analyst

FourthLine are working with a Media company who are looking for an ISO 27001 Analyst to join the firm. The ISO 27001 Analyst will ensure on-going compliance to the security standards and support the team in the assessments and testing of IT security controls. Day to day: Responsible for testing of IT controls and reporting on findings to Senior Management Ensure remediation actions have been taken and process documentation is kept up to date Assess the effectiveness of operating controls What I am looking for: An Information Security professional with demonstrable experience of ISO 27001 testing and IT audit. Location: Birmingham Salary: 40,000

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Managing this Role: Jade Turner-McBride

PMO Analyst

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Managing this Role: Andy Barrett

Complaints Manager - North West England - Up to £40,000

Fourthline are working with our client, a financial services provider in their search for an experienced Complaints Manager to join their North West division. Title: Complaints Manager Salary: Up to 40,000 Working hours: 9 – 5, Monday – Friday. The ideal candidate will have experience articulating written communication with the Financial Ombudsman Service. The client is open to seeing candidates from all Financial Services background, but ideally you will have knowledge of Consumer Credit regulations. You will: Have oversight of the existing Complaints Team, providing training across the business where necessary; Dealing with all liaison between the Financial Conduct Authority and Financial Ombudsman Service on behalf of the business; Writing and amending written templates, to be used across the business; Have the ability to work in a role which is both consumer-facing and regulator focussed; Have good written and spoken English and be able to communicate effectively with both senior members of the business and the Regulatory bodies. If you’d like to discuss this role in more detail, please get in touch as soon as possible, with your most up-to-date CV to arrange a time to speak.

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Managing this Role: Maria Koundouri

Head of Compliance & Risk (Singapore Regulation - UK Based)

  • Contract - apply for details
FourthLine are currently working with a leading global international insurance firm that are looking to secure a Head of Compliance & Risk to act as a lead to set up their new office branch in Singapore. The role is based in London, however, will require candidates to have previous experience liaising with the Singapore regulatory body (the MAS). This is an extremely competitive day rate contract (DoE) of 6-9 Months, however, is very likely to extend up to 18 months with the possibility to be permanent after the project is completed. It will also require candidates to travel to Singapore every quarter to liaise with the APAC compliance, risk and workstream teams. The firm also has offices in Brighton, so candidates in / between both London and Brighton should apply for this. There may be some travel between offices when needed. Requirements - Head of Compliance and Risk Operated up to a Head of / Director level in a compliance and risk function Have worked with the MAS (Monetary Authority of Singapore previously) or have knowledge of Singapore insurance / financial regulatory knowledge Previous experience setting up compliance and risk functions from the ground up. Capable of ensuring the absolute delivery of appropriate policies, frameworks and processes in aligned with Singapore regulatory frameworks. Key stakeholder management / gravitas; candidates must be able to engage confidently with other senior stakeholders across international teams and workstreams - providing local regulatory advice on MAS issues Ensuring that the Singapore branch is set up in a compliant manner to all applicable regulations. Although candidates will be responsible for both the compliance and risk function, candidates with experience geared towards more compliance or more risk should still apply Ideal candidates should come from an insurance background (however other compliance experience with the MAS will also be considered) Senior Regulatory / Compliance Lawyers with Singapore experience would also be suitable candidates. If this role is of interest, please apply using the link and we will be in touch to discuss in more detail.

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