Client Asset compliance (CASS) eLearning Workshop subscription package.

Get access to 3 different CASS on-demand workshops and how-to videos.

New workshops added regularly. All workshops are CPD accredited.cpd-certified-logo-C262669EE9-seeklogo.com 

 

Price: £1200 for access to 3 pre-recorded workshops.  

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Below are more details about the current workshops included in the CASS Workshop subscription

workforce

Workshop 1: CASS Third-Party Oversight

Paul McDermott leads a pre-recorded workshop and covers the following:

  • Session 1 | Delegation and responsibilities
  • Session 2 | Managing 3rd party activities
  • Session 3 | Best practice and testing 

 

 

CASS

Workshop 2: Getting CASS right, leading from the top 

This workshop consists of 2 modules and is presented by Paul McDermott.

Module 1 | Good Practice Governance

  • Session 1 | Why is CASS important & challenging
  • Session 2 | The SMCR regime & CASS culture
  • Session 3 |CASS risk appetite & policies
  • Session 4 | CASS control systems, framework & compliance monitoring. 

Module 2 | Practical CASS Challenges

  • Session 1 | Building a CASS team
  • Session 2 | Recordkeeping, reporting and procedure documentation
  • Session 3 | Successfully managing CASS audits

 

 

 

risk

Workshop 3: Managing Operational Risk

Joe Hannah presents this workshop over 2 sessions:

  • Session 1 
    • Introduction to Operational Risk Management(ORM)
    • Regulation and ORM
    • The ORM Cycle
    • The ORM Framework
    • Risk Assessment

  • Session 2 
    • Risk Monitoring
    • Risk Reporting
    • Risk champions across the 3 lines of defence

 

 

risk

CASS "How to" videos

 

Alex Harris covers 5 key areas:

 

  • Best practice for developing & Maintaining a CASS controls monitor
  • Developing a strong CASS Culture
  • How To Demonstrate & Deliver Compliant 3rd Party Due Diligence
  • The Common CASS RP Pitfalls & How To Avoid Them
  • How to Mitigate The CASS Risks Associated With Outsourcing

 

 

 

 

 

 

 

AI and automation
 White Papers and Insights
 Here's a selection of our recent CASS white papers and other insights for you to read:
  1. White paper | CASS learning needs analysis. View here>

  2.  Trends report | CASS View here>

  3. Webinar |  Q & A on CASS Matters. View here>

 

 

 

 

 

Case Studies

International bank requires broad range of CASS and risk assurance experience

FourthLine were contacted by the Chief Operating Officer and Director of Controls at an ...

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Interim CASS & Prudential Reporting Analyst swiftly identified

The client was an online trading platform based in London that specialises in retail products ...

Read more >