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Industry
    BoE publishes new policy on Outsourcing and Third-Party Risk Management to FMIs
    On Wednesday the Bank of England published its policy on outsourcing and third-party risk management for Financial Market...
    Investment & Asset Management, Insurance Sector, Retail Finance
    10 February, 2023
    Digital Operational Resilience Act (DORA) has come into force
    The Digital Operational Resilience Act (DORA), published in the Official Journal of the European Union, has come into force on...
    Investment & Asset Management, Insurance Sector, Retail Finance
    20 January, 2023
    TSB's £48.7 mil Operational Resilience fine - What were the failings?
    At the end of last year The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank...
    Investment & Asset Management, Insurance Sector, Retail Finance
    12 January, 2023
    Operational Resilience challenges
    Challenges of transitioning Operational Resilience into Business As Usual (BAU)
    Operational Resilience has been a significant change management focus for financial services firms. As firms transition...
    Investment & Asset Management, Insurance Sector, Retail Finance
    7 December, 2022
    A Guide to TPRM Regulation (Part 3) Manage & Monitor
    Welcome back to the ‘A Guide to TPRM Regulation’ series. This is the 3rd article in the series where I summarise TPRM regulations...
    Investment & Asset Management, Insurance Sector, Retail Finance
    31 October, 2022
    A Guide to TPRM Regulation (Part 2) Contracting & Onboarding
    In the last edition of ‘A Guide to TPRM Regulations: Part 1' I discussed how organisations are relying more and more on...
    Investment & Asset Management, Insurance Sector, Retail Finance
    24 October, 2022
    A Guide to TPRM Regulation (Part 1) Plan, Evaluate & Select
    This is the first amongst a series of articles that will provide a broad overview of the PRA and FCA's regulations at each stage...
    Investment & Asset Management, Insurance Sector, Retail Finance
    2 October, 2022
    Outsourcing and Third-Party Risk - Understanding your Fourth parties
    Managing third-party risk is high on the priority list for financial services firms in 2021, and for PRA regulated firms, the...
    Insurance Sector, Retail Finance
    11 July, 2021
    Outsourcing & Third-party Risk Management – PRA expectations formalised in new statements
    On the same day as the Prudential Regulation Authority published their Operational Resilience Policy and Supervisory Statements,...
    Insurance Sector, Retail Finance
    29 March, 2021