Fourthline Insights

FCA Coronavirus additional guidance - Free Downloadable Toolkit

Following their first publications of Temporary Guidance for firms between March and July 2020, the FCA followed up with their additional expectation of firms for mortgage, overdraft and consumer ...

Topics: Featured, Client Assets (CASS), Risk Management, Investment Management, Insurance, Banking, SMCR

September 30, 2020

Analysing the 2020 FCA Business plan for FinTechs

In May we ran a webinar with Gerard Hurley (Chief Compliance Officer at Chip) where he analysed the FCA's COVID-19 response and how their 2020 priorities apply to FinTech Firms. He also spent time ...

Topics: Featured, Risk Management, Investment Management, Banking, Consumer, Financial Crime, Talent Solutions, SMCR

September 29, 2020

Are your firm's anti-money laundering policies and processes resilient enough?

Following the news this week that some of the world's largest lenders were accused of allowing criminals to launder dirty money, there's a renewed focus on the anti-money laundering and financial ...

Topics: Featured, Risk Management, Investment Management, Banking, Financial Crime

September 21, 2020

Your free FCA self assessment toolkit

Since March 2020, the Financial Conduct Authority (FCA) has been providing packages of measures across a range of products to assist customers who may be experiencing financial difficulties because ...

Topics: Featured, Risk Management, Investment Management, Banking, SMCR

September 21, 2020

FinTechs | Why a review of your fraud systems & controls should be a high priority

Our recent webinar analysed the FCA’s 2020 plan for FinTechs. Resilience to fraud is a focus area of this year’s business plan and 66% of our audience said that improving fraud resilience was a ...

Topics: Featured, Financial Crime, Talent Solutions

May 26, 2020