Blog listing page

What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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Establishing effective partnerships across the three lines of defence

James Wilson explains how we can enhance the effectiveness of the 3LOD model and establish effective working relationships between all three lines.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018
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Developing Talent Within A Changing Landscape

The pace of change within the risk and compliance sector means that investing in training and developing your risk staff has never been more important.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018
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The evolving capabilities of the risk profession in a regulated environment

We interviewed Aurore Lecanon, Transformation Risk Director at M&G Prudential, to find out how the risk profession needs to evolve as organisations transform.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018
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Embedding a Compliance Culture

Ceridwen Lee offers us tips for embedding a culture of compliance within an organisation from a data protection perspective.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018
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Credit Risk Management - Start-up style

Russell Green, co-founder of Ravens Wood Capital, shares his experiences of building a strong foundation to credit risk management at a start-up.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 6, 2018
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The importance of strong TPA Oversight related to CASS

TPA oversight has been a focus for the auditors for the last couple of years due to past failings, so FourthLine's CASS team hosted a Breakfast Briefing on the topic.

Topics: Investment & Asset Management, Retail Finance

October 30, 2018
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The Meaning of Risk

Andrew Denley, an experienced Information Security Professional and GDPR Practitioner, examines the meaning of risk and what it means for the Information Security professional.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

October 25, 2018
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Transforming culture across Financial Services

Achieving a healthy and profitable organisational culture is something our clients often list as one of their most pressing challenges.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

June 28, 2018
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