Blog listing page

What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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The importance of strong TPA Oversight related to CASS

TPA oversight has been a focus for the auditors for the last couple of years due to past failings, so FourthLine's CASS team hosted a Breakfast Briefing on the topic.

Topics: Investment & Asset Management, Retail Finance

October 30, 2018
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The Meaning of Risk

Andrew Denley, an experienced Information Security Professional and GDPR Practitioner, examines the meaning of risk and what it means for the Information Security professional.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

October 25, 2018
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SMCR: Individual Accountability within Investment Management firms

With the implementation of the extended Senior Managers and Certification Regimes (SMCR) expected in 2019, FourthLine hosted a Breakfast Briefing to discuss its impact within investment management ...

Topics: Investment & Asset Management, Insurance Sector

October 23, 2018
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Transforming culture across Financial Services

Achieving a healthy and profitable organisational culture is something our clients often list as one of their most pressing challenges.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

June 28, 2018
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Creating and delivering your Brexit programme - Interview with Remi Adebonojo

Following our Breakfast Briefing, we asked guest speaker Remi Adebonojo, FCMI, some questions about Brexit programmes.

Topics: Investment & Asset Management, Retail Finance

May 21, 2018
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How to prepare for a CASS RP Review

Following the increase in 48-hour Resolution Pack reviews by the FCA, FourthLine hosted our first event of 2018 centred around the CASS RP.

Topics: Investment & Asset Management

May 18, 2018
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Skill-Shortages and Hiring Demands in the CASS market

FourthLine's Senior Consultant within our dedicated CASS team, James Carter, takes a look at the specific skills that are difficult to source within the CASS space.

Topics: Investment & Asset Management, Retail Finance

April 20, 2018
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Skill-Shortages and Hiring Demands in the Buy-Side

With the ever-increasing regulatory burden and Brexit looming large, FourthLine's Head of Capital Markets Practice, David Croft, has examined the year's hiring demands and skill-shortages in the ...

Topics: Investment & Asset Management, Retail Finance

April 10, 2018
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