FourthLine Blog | Investment & Asset Management (5)

Strategies to communicate risk internally

We interviewed Martyn O'Connor, Head of Risk and Compliance at Wellesley, to find out how Risk can effectively be communicated within a business.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

February 7, 2019

Anatomy of a Risk Assessment

In his second article for FourthLine, Andrew Denley considers what Information Security professionals must cover within a risk assessment.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

February 6, 2019

Roles and responsibilities of a Compliance Manager

We interviewed Sheraz Afzal of The Money Shop UK to find out more about what it takes to be a successful compliance leader and the challenges of managing large teams across different regions.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

December 6, 2018

Creating a new SIPP

Anthony Smith considers his recent experiences of setting up new SIPP schemes.

Topics: Investment & Asset Management, Insurance Sector

December 6, 2018

Establishing effective partnerships across the three lines of defence

James Wilson explains how we can enhance the effectiveness of the 3LOD model and establish effective working relationships between all three lines.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018

Developing Talent Within A Changing Landscape

The pace of change within the risk and compliance sector means that investing in training and developing your risk staff has never been more important.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018

The evolving capabilities of the risk profession in a regulated environment

We interviewed Aurore Lecanon, Transformation Risk Director at M&G Prudential, to find out how the risk profession needs to evolve as organisations transform.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018

Embedding a Compliance Culture

Ceridwen Lee offers us tips for embedding a culture of compliance within an organisation from a data protection perspective.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018

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Blog listing page

What is a proportionate approach to Operational Resilience?

Strategies to communicate risk internally

Anatomy of a Risk Assessment

Roles and responsibilities of a Compliance Manager

Creating a new SIPP

Establishing effective partnerships across the three lines of defence

Developing Talent Within A Changing Landscape

The evolving capabilities of the risk profession in a regulated environment

Embedding a Compliance Culture

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