Blog listing page

What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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Top 4 difficulties within Identity and Access Management

IAM expert Mark Gleeson spoke to FourthLine about the challenges businesses face when looking to implement a strong IAM strategy.

Topics: Insurance Sector

September 24, 2019
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How do FS firms deal with Third-Party Risk Management (TPRM)?

As we are moving to an era of heavy reliance on third-party relationships alongside stronger scrutiny from the regulator, how should Financial Services approach TPRM?

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

September 19, 2019
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The Great Hack - Exposing how Data is the most valuable commodity on Earth

FourthLine's Lauren Webber considers what Netflix's 'The Great Hack' could mean for the Data Protection industry.

Topics: Insurance Sector

August 29, 2019
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What's that coming over the hill - is the SM&CR a monster?

Getting ready for the full roll out of SM&CR shouldn't be a monstrous task if you put the proper preparation in place now, writes Jason Gardiner.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

August 21, 2019
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How to effectively embed Risk Culture

Jon Johal shares his thoughts on embedding risk culture in organisations and how to make this an effective process.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

July 2, 2019
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Good governance: how new requirements for non-executive directors & SMCR will affect asset managers

Whilst the need for good governance is nothing new, it is set to increase further with the introduction of the Senior Managers and Certification Regime. Jason Gardiner examines what impact this will ...

Topics: Investment & Asset Management, Insurance Sector

June 21, 2019
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MiFID II Transaction Reporting - Building ARM Oversight Functions

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

Topics: Investment & Asset Management, Insurance Sector

June 11, 2019
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How to keep the supply chain secure

We all understand that securing our estates is a very important task, that requires board level engagement and awareness from all people in the organisation. We also accept that mistakes happen, ...

Topics: Insurance Sector, Retail Finance

May 24, 2019
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