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ECCTA Fraud Risk Analysis - Approach Considerations

Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.

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Operational Resilience | It's live and direct!

The March 2022 deadline for operational resilience required in-scope firms to:

Topics: Investment & Asset Management, Insurance Sector

May 27, 2022
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Digital Resilience for Financial Services Firms | What is DORA?

The European Commission published a legislative proposal for a regulation on Digital Operational Resilience in the EU financial services sector ("DORA") back in September 2020. In parallel, the Bank ...

Topics: Investment & Asset Management, Insurance Sector

May 20, 2022
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Insurance Firms | Operational Resilience Lessons Learned So Far

FourthLine has now worked with a number of insurance firms giving expert advice, guidance and tools to help implement their Operational Resilience frameworks.

Topics: Insurance Sector

May 19, 2022
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Banks & Building Societies | Operational Resilience Lessons Learned

FourthLine has now worked with a number of banks and building societies giving expert advice, guidance and tools to help implement their Operational Resilience frameworks.

Topics: Insurance Sector, Retail Finance

May 19, 2022
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Investment Firms | Operational Resilience Lessons Learned So Far

FourthLine has now worked with a number of investment firms giving expert advice, guidance and tools to help implement their Operational Resilience frameworks.

Topics: Investment & Asset Management, Insurance Sector

May 19, 2022
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New Operational Resilience Technical Paper

FourthLine has just produced a new Operational Resilience Technical Paper.

Topics: Insurance Sector

May 12, 2022
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BoE speech | Ops Res: Next steps on the PRA’s Supervisory roadmap

Last week, David Bailey, Executive Director for UK Deposit Takers Supervision at the BoE, delivered his speech on the key next steps on the PRA's supervisory Operational Resilience roadmap.

Topics: Insurance Sector

May 4, 2022
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Operational Resilience key Objective in the PRA's 2022/23 Business Plan

This week the Prudential Regulation Authority (PRA) published its strategy, work plan, and budget for 2022/23.

Topics: Insurance Sector

April 21, 2022
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