Blog listing page

ECCTA Fraud Risk Analysis - Approach Considerations

Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.

Read more

Jakes de Kock

Jakes de Kock
Jakes is FourthLine's Marketing Director. He specialises in omni-channel, tech-enabled inbound marketing strategies to drive business growth within the b2b sector.

Recent Posts

New Insight Deck | Defining Important Business Services (IBS)

Most in-scope financial services firms are on their way to implementing the regulatory requirements for Operational Resilience, in readiness for the March 2022 deadline.

Topics: Insurance Sector

November 10, 2021
Read more

Operational Resilience | Salary Benchmark Report & Analysis

We have just released our Operational Resilience Salary Benchmark report for the UK. The report also includes typical Operational Resilience organisational structures within financial services firms. ...

Topics: Insurance Sector

October 12, 2021
Read more

Operational Resilience | Important Business Services Identification (IBS) - Challenges and Lessons Learnt

Most dual-regulated and SMCR enhanced firms have made progress with operational resilience. However, we’ve found that inertia arises frequently when identifying Important Business Services (IBS). ...

Topics: Insurance Sector

September 20, 2021
Read more

Investment platforms receive Operational Resilience 'Dear CEO' letter

On 26 July, the Financial Conduct Authority (FCA) sent a Dear CEO letter to Investment Platforms, setting out reminders of their expectations for Operational Resilience.

Topics: Insurance Sector

August 6, 2021
Read more

New Workshop for Insurance Firms: Outsourcing & Third-party Risk Management

The deadline for compliance to the Prudential Regulation Authority's (PRA) Outsourcing & Third-Party Risk Management policy is the 31st of March 2022. The PRA’s Outsourcing & Third-Party Risk ...

Topics: Insurance Sector

June 30, 2021
Read more

Operational Resilience Video Series: Expectations from the Regulators

FourthLine's Operational Resilience Senior Consultant, Matthew Reid, is producing a series of videos outlining key considerations when businesses set up their Operational Resilience framework. In his ...

Topics: Insurance Sector

May 21, 2021
Read more

Operational Resilience Video Series: Testing Impact Tolerances

FourthLine's Operational Resilience Senior Consultant, Matthew Reid, is producing a series of videos outlining key considerations when businesses set up their Operational Resilience framework. In his ...

Topics: Insurance Sector

May 17, 2021
Read more

Free Webinar: Aligning the structure of your Data Governance team with your maturity

Data is arguably one of the biggest commodities a business can hold today. Although the benefits of strong data governance can make a huge difference to positive business outcomes, poorly handled ... April 22, 2021
Read more