FourthLine Blog | Fourthline (2)

ECCTA Fraud Risk Analysis - Approach Considerations

Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.

Fourthline

How to prepare for a CASS RP Review

Following the increase in 48-hour Resolution Pack reviews by the FCA, FourthLine hosted our first event of 2018 centred around the CASS RP.

Topics: Investment & Asset Management

May 18, 2018

How to select and interview a DPO

What sort of person should you be appointing as your DPO, and how should you go about the process?

Topics: Insurance Sector, Retail Finance

April 12, 2018

Your guide to DPOs

Although we have long known that the General Data Protection Regulation (GDPR) will require a lot of companies to appoint a Data Protection Officer (DPO) in order to be compliant, there is still ...

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

April 9, 2018

The 7 steps to choosing a recruitment partner

When looking to create a new team, enhance a current one or simply replace a key hire, the world of recruitment can be difficult to navigate if you have very specific needs.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

March 1, 2018

Attracting the right talent in a candidate-driven market

Attracting, hiring and retaining the right talent in 2018 is challenging in an increasingly candidate-driven market. February 15, 2018

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