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What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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Fourthline

Fourthline
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Recent Posts

Do women need to be "man-shaped" to get ahead in the legal profession?

Many sources, including the law society, cite the fact that since 1990, over 60% of lawyers joining the profession have been women – a promising statistic that unfortunately doesn’t display the full ... November 25, 2019
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MiFID II Transaction Reporting - Building ARM Oversight Functions

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

Topics: Investment & Asset Management, Insurance Sector

June 11, 2019
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The importance of strong TPA Oversight related to CASS

TPA oversight has been a focus for the auditors for the last couple of years due to past failings, so FourthLine's CASS team hosted a Breakfast Briefing on the topic.

Topics: Investment & Asset Management, Retail Finance

October 30, 2018
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Analysis of Data Privacy Hiring and Careers

FourthLine have taken a look at Data Privacy hiring activity 6 months on from GDPR-implementation.

Topics: Insurance Sector

October 26, 2018
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SMCR: Individual Accountability within Investment Management firms

With the implementation of the extended Senior Managers and Certification Regimes (SMCR) expected in 2019, FourthLine hosted a Breakfast Briefing to discuss its impact within investment management ...

Topics: Investment & Asset Management, Insurance Sector

October 23, 2018
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Now the hype is over...what's the story post-GDPR?

As we are now several months into a new era of privacy following the introduction of the General Data Protection Regulation in May, what position are companies in to support rights and breaches and ...

Topics: Insurance Sector

October 15, 2018
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Transforming culture across Financial Services

Achieving a healthy and profitable organisational culture is something our clients often list as one of their most pressing challenges.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

June 28, 2018
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How to select and interview high performance Data Protection Officers

What sort of person should you be appointing as your DPO, and how should you go about the process?

Topics: Insurance Sector

June 14, 2018
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