Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.
Responsible for leading client relationships and new business sales. Dan takes a lead role in customer engagement, identifying, creating and designing solutions to help our customers with risk and regulatory challenges. 13 years of experience working with financial services businesses across risk, compliance, data protection and regulatory change.
The pace of change within the risk and compliance sector means that investing in training and developing your risk staff has never been more important.
Our Managing Consultant for Retail Conduct, Jodie Sable, breaks down some of the skills and experiences that make up the 'most desirable profiles' and how we as a specialist risk and regulatory ...
FourthLine's Senior Consultant within our dedicated CASS team, James Carter, takes a look at the specific skills that are difficult to source within the CASS space.
With the ever-increasing regulatory burden and Brexit looming large, FourthLine's Head of Capital Markets Practice, David Croft, has examined the year's hiring demands and skill-shortages in the ...
