Blog listing page

ECCTA Fraud Risk Analysis - Approach Considerations

Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.

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Daniel Waltham

Daniel Waltham
Responsible for leading client relationships and new business sales. Dan takes a lead role in customer engagement, identifying, creating and designing solutions to help our customers with risk and regulatory challenges. 13 years of experience working with financial services businesses across risk, compliance, data protection and regulatory change.

Recent Posts

The Impact of COVID-19 on Arbitration

As the UK now enters its fourth week of lockdown, I’m sure I am not alone in being surprised how quickly most of us have grown accustomed to this ‘new normal’. Whether that’s working from home, only ... April 14, 2020
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10 Things to consider on the Recruitment landscape today

Over the last four weeks, the recruitment landscape has changed dramatically in the face of COVID-19. April 8, 2020
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Women In Privacy: An Interview with Laura Matthews

When it comes to gender representation, the Privacy field has set the benchmark in providing equal opportunities for both men and women. January 20, 2020
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Changing Focus on CASS

CASS appears to have quickly dominated dominated the regulatory agenda in the UK’s investment industry. I’m sure many executive boards feel frustrated at the amount of time taken up in discussing ...

Topics: Investment & Asset Management

January 14, 2020
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The importance of an Employer Brand in the modern market: Interview with Dionne Smith (DPS Brand Consultancy)

FourthLine's Lauren Webber sits down with Dionne Smith, the Director and Founder of DPS Brand Consultancy, Brand Masters Online Training and BrandMe! Magazine, to understand the growing importance of ... December 4, 2019
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Exclusivity - Why You Should Work With One Recruiter

FourthLine consultant James Carter takes a look at the benefits to a client when working exclusively with a specialist recruitment agency. November 21, 2019
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Who you should hire today to meet tomorrow's risks and regulations

FourthLine's Director of Talent Services, Dan Waltham discusses 8 essential areas companies should recruit for now in order to ensure future effective risk and regulation management.

Topics: Investment & Asset Management, Insurance Sector

November 11, 2019
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Changes and Developments within International Arbitration Law

A conversation with a senior international arbitration specialist about the changes he’s seen over his career and the changes he believes are coming in the future.

Topics: Insurance Sector

November 8, 2019
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