Blog listing page

ECCTA Fraud Risk Analysis - Approach Considerations

Conducting a robust fraud risk analysis requires managers to define an appropriate scope, develop a comprehensive understanding of resources, business processes, and activities, estimate the likelihood and impact of risks using an appropriate risk matrix, and align existing controls with identified fraud risk factors. Ultimately, this enables an evaluation of the effectiveness of existing controls to support regulatory compliance.

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The Meaning of Risk

Andrew Denley, an experienced Information Security Professional and GDPR Practitioner, examines the meaning of risk and what it means for the Information Security professional.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

October 25, 2018
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SMCR: Individual Accountability within Investment Management firms

With the implementation of the extended Senior Managers and Certification Regimes (SMCR) expected in 2019, FourthLine hosted a Breakfast Briefing to discuss its impact within investment management ...

Topics: Investment & Asset Management, Insurance Sector

October 23, 2018
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Now the hype is over...what's the story post-GDPR?

As we are now several months into a new era of privacy following the introduction of the General Data Protection Regulation in May, what position are companies in to support rights and breaches and ...

Topics: Insurance Sector

October 15, 2018
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Transforming culture across Financial Services

Achieving a healthy and profitable organisational culture is something our clients often list as one of their most pressing challenges.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

June 28, 2018
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How to select and interview high performance Data Protection Officers

What sort of person should you be appointing as your DPO, and how should you go about the process?

Topics: Insurance Sector

June 14, 2018
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Skill-Shortages and Hiring Demands in the Retail Finance and Insurance Sector

Our Managing Consultant for Retail Conduct, Jodie Sable, breaks down some of the skills and experiences that make up the 'most desirable profiles' and how we as a specialist risk and regulatory ...

Topics: Insurance Sector, Retail Finance

May 24, 2018
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How to select and interview a DPO

What sort of person should you be appointing as your DPO, and how should you go about the process?

Topics: Insurance Sector, Retail Finance

April 12, 2018
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Your guide to DPOs

Although we have long known that the General Data Protection Regulation (GDPR) will require a lot of companies to appoint a Data Protection Officer (DPO) in order to be compliant, there is still ...

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

April 9, 2018
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