Blog listing page

What is a proportionate approach to Operational Resilience?

One of the many questions we are asked by clients is “what is a proportionate approach to operational resilience?"  This blog will provide some useful direction to help firms answer this question.

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Roles and responsibilities of a Compliance Manager

We interviewed Sheraz Afzal of The Money Shop UK to find out more about what it takes to be a successful compliance leader and the challenges of managing large teams across different regions.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

December 6, 2018
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Creating a new SIPP

Anthony Smith considers his recent experiences of setting up new SIPP schemes.

Topics: Investment & Asset Management, Insurance Sector

December 6, 2018
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Correcting Privacy by Design errors with your software supplier

Data protection expert Lisa Wilson exposes the way in which some software companies are profiting from updating non-GDPR compliant systems.

Topics: Insurance Sector

December 3, 2018
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Establishing effective partnerships across the three lines of defence

James Wilson explains how we can enhance the effectiveness of the 3LOD model and establish effective working relationships between all three lines.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018
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Developing Talent Within A Changing Landscape

The pace of change within the risk and compliance sector means that investing in training and developing your risk staff has never been more important.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 16, 2018
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The evolving capabilities of the risk profession in a regulated environment

We interviewed Aurore Lecanon, Transformation Risk Director at M&G Prudential, to find out how the risk profession needs to evolve as organisations transform.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018
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Embedding a Compliance Culture

Ceridwen Lee offers us tips for embedding a culture of compliance within an organisation from a data protection perspective.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 8, 2018
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Credit Risk Management - Start-up style

Russell Green, co-founder of Ravens Wood Capital, shares his experiences of building a strong foundation to credit risk management at a start-up.

Topics: Investment & Asset Management, Insurance Sector, Retail Finance

November 6, 2018
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