Risk Management Regulatory Compliance

Investment firms - Preparing for the new Prudential Regime - Tailored workshop

About this Online Workshop


The FCA is designing a new prudential framework specifically for UK MiFID firms.  The FCA proposes to introduce a UK regime that will achieve similar intended outcomes as the IFD/IFR whilst taking into consideration the specifics of the UK market.

Termed the Investment Firms Prudential Regime (IFPR), the FCA has now confirmed the implementation date of 1 January 2022.

Learning Outcomes

This 90-minute workshop will focus on how the new Prudential Regime will apply specifically to your firm and will help you plan for the preparation and implementation of the new regime. The workshop will be tailored to your company's specific requirements.

One of our  subject matter specialists will cover the following areas:

  • Introduction - Messages and timelines from the FCA
  • The content – Key building blocks for the new Prudential Regime
  • The challenges – Areas firms need to take into consideration
  • The project - Outline project structure and indicative timings
  • Q&A session

Who Should Attend?

This workshop is specifically developed for Investment firms that need to start preparing for the new Prudential Regime.

We suggest 4 to 8 staff members attend this workshop.

The discussion on the new rules will be valuable to senior staff members working in compliance and finance function, Board members and senior management within Investment Management firms.

Board Briefing and Style

Bespoke workshops are participative and interactive. The presentation will combine key formal presentations, case studies and syndicate discussion sessions. There will be an opportunity for attendees to benchmark experiences with their colleagues and raise issues of most concern to their organisation.

Course Information

  • Location: Live Online
  • Type: Online Workshop
  • Level: Leadership

Specific learning requirement?

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General Enquiry

If you would like this course to be delivered in-house and made bespoke to your organisation’s requirements, fill in your details below.

Get in touch


Kieran Maplesden
Managing Director

0203 800 1099