Courses

Risk Management Regulatory Compliance

Investment firms - Preparing for the new Prudential Regime - Tailored workshop

About this Online Workshop

Background

The FCA is designing a new prudential framework specifically for UK MiFID firms.  The FCA proposes to introduce a UK regime that will achieve similar intended outcomes as the IFD/IFR whilst taking into consideration the specifics of the UK market.

Termed the Investment Firms Prudential Regime (IFPR), the FCA has now confirmed the implementation date of 1 January 2022.

Learning Outcomes

This 90-minute workshop will focus on how the new Prudential Regime will apply specifically to your firm and will help you plan for the preparation and implementation of the new regime. The workshop will be tailored to your company's specific requirements.

Our Risk Consultancy Director, Ross Molyneux will cover the following areas:

  • Introduction - Messages and timelines from the FCA
  • The content – Key building blocks for the new Prudential Regime
  • The challenges – Areas firms need to take into consideration
  • The project - Outline project structure and indicative timings
  • Q&A session

Who Should Attend?

This workshop is specifically developed for Investment firms that need to start preparing for the new Prudential Regime.

We suggest 4 to 8 staff members attend this workshop.

The discussion on the new rules will be valuable to senior staff members working in compliance and finance function, Board members and senior management within Investment Management firms.

Board Briefing and Style

Bespoke workshops are participative and interactive. The presentation will combine key formal presentations, case studies and syndicate discussion sessions. There will be an opportunity for attendees to benchmark experiences with their colleagues and raise issues of most concern to their organisation.





Course Information

  • Location: Live Online
  • Led By: Ross Molyneux
  • Type: Online Workshop
  • Level: Leadership
  • CPD Points: 3

Course Instructor:
Ross Molyneux

Ross leads FourthLine's Risk Consulting service and specialises in risk management and regulation.

He has worked extensively across non-financial and financial risk management engagements in his time in consulting in both the UK and New Zealand.

After starting his early career in industry working across different financial services institutions, Ross moved into consulting in 2011 with Deloitte, primarily leading and performing financial risk engagements including capital adequacy, liquidity, credit risk and recovery and resolution planning.

Following time in Aviva’s Internal Audit function, Ross moved to help build EY’s North of the UK extended assurance practice, leading and performing a range of engagements across both financial and non-financial risk, including extensive engagement with large banks, asset managers and investment firms as they continued to face into the challenges of revisions to existing regulation and new requirements, such as the Senior Manager & Certification Regime (SMCR).

In 2017 Ross made the decision to spend time overseas, joining KPMG New Zealand’s Auckland Consulting practice. Joining as an Associate Director, Ross was quickly promoted to Director and co-led the firm’s response to emerging conduct and culture challenges arising from the Australian Royal Commission (ARC) and new operational resilience requirements arising from the Reserve Bank of New Zealand’s (RBNZ) Outsourcing Policy.

Working with a range of entities since being in New Zealand, Ross has led engagements ranging from internal audit co-source support to preparing entities for acquisition through ensuring they meet licensing conditions via uplifts of frameworks and policies.

Choosing to return home in 2020, Ross is supporting Fourthline’s clients as they face into current and future risk and regulatory challenges.

Specific learning requirement?

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General Enquiry

If you would like this course to be delivered in-house and made bespoke to your organisation’s requirements, fill in your details below.

Get in touch

Kieran_Maplesden

Kieran Maplesden
Managing Director


0203 800 1099
kieran.maplesden@thefourthline.co.uk