The FCA has increased its efforts to fight every aspect of financial crime and expects firms to understand where the risks lie and take appropriate steps to combat/react as part of its governance framework.
The session will highlight the real and significant threats and demonstrate how to take a proactive approach, enhancing the policies, processes and procedures firms currently have in place.
It focuses on the day-to-day activity required in regulated firms to ensure that they and their honest customers are protected from any aspects of these crimes. Anti-Money Laundering controls are important to prevent financial crime and complying with regulations is vital for businesses to deter financial crime activity.
Bribery and Corruption are key concepts and Financial Sanctions deployed to deliver public policy objectives have grown in the political agenda.
This interactive one-day course gives a practical account of what’s required, the regulatory landscape for firms and an opportunity to discuss future challenges.
The day will:
Who should attend:
Our courses can be delivered in-house and made bespoke to your company, business model, products and language. As your learning partner, we can help you every step of the way from engaging with multiple stakeholders and carrying out a learning needs analysis to confirming desired outcomes, solution design and delivery.
Fourthline also offer a wide variety of consulting, change and talent services, helping our customers to build high performing risk management teams and supporting them with change management and BAU tasks.
The FCA has increased its efforts to fight every aspect of financial crime and expects firms to understand where the risks lie and take ...
Consisting of the UK’s leading Trade Associations from across the financial services industry, the Joint Money Laundering Steering Group ...
