Our Capital Markets Regulatory Compliance team consists of 12 extensively trained consultants solely focussed on the regulation, compliance and risk within buy and sell side firms.

Using our extensive network of industry experts, we have developed a core competency framework designed to ensure that we know what a good candidate looks like from our clients' perspectives.

We ensure through our periodic resource planning and ongoing horizon scanning of regulatory change and themes that we maintain an industry-leading portfolio of high quality candidates tailored to the market’s needs.

 

What to expect when you work with us

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We can help with all Regulatory Compliance Change hires and BAU Compliance and Risk, working with you through the entirety of the hiring cycle, from developing the job specification to the embedding of candidates.

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We offer a program of industry best practice events on Regulatory Change and Strategy. These range from breakfast briefings to large scale round table events hosted by FourthLine in collaboration with industry leading SMEs.

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We work with a variety of Buy and Sell Side clients giving candidates access to small scale up firms through to the world’s largest Investment Houses.

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Our specialism and commitment to the Regulatory Compliance and Risk allows us to build extensive, easily accessed candidate networks making us highly responsive.

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Our capability has been built around the ongoing work on MiFID II providing a platform to expand our coverage into the likes of SMCR, EMIR, SFTR, CSDR, PRIIPS, FRTB, CRDIV, Benchmarking, BASEL amongst others.

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Our consultants are all highly specialised in their fields, allowing them to advise customers on industry standards, salary benchmarking and provide competitor analysis.

*

We can help with all Regulatory Compliance Change hires and BAU Compliance and Risk, working with you through the entirety of the hiring cycle, from developing the job specification to the embedding of candidates.

*

We offer a program of industry best practice events on Regulatory Change and Strategy. These range from breakfast briefings to large scale round table events hosted by FourthLine in collaboration with industry leading SMEs.

*

We work with a variety of Buy and Sell Side clients giving candidates access to small scale up firms through to the world’s largest Investment Houses.

*

Our specialism and commitment to the Regulatory Compliance and Risk allows us to build extensive, easily accessed candidate networks making us highly responsive.

*

Our capability has been built around the ongoing work on MiFID II providing a platform to expand our coverage into the likes of SMCR, EMIR, SFTR, CSDR, PRIIPS, FRTB, CRDIV, Benchmarking, BASEL amongst others.

*

Our consultants are all highly specialised in their fields, allowing them to advise customers on industry standards, salary benchmarking and provide competitor analysis.

Get in touch with our Regulatory compliance – capital markets team
Gareth Foulkes

Principal Consultant

0203 800 1548
Get in touch with our Regulatory compliance – capital markets team
David Croft

Head of Practice - Capital Markets

0203 800 1568

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