MiFID II Transaction Reporting - Building ARM Oversight Functions

  • June 11, 2018
 

In response to MiFID II Transaction Reporting requirements and the use of ARM vendors, we hosted an enlightening breakfast briefing event on the topic.

 

Due to the recently implemented MiFID II Transaction Reporting requirements and extensive use of Approved Reporting Mechanism vendors like TRAX and UnaVista, asset management firms are likely to need to design, implement and build an oversight function to ensure that they are fully compliant in the future.

On 1st May 2018, FourthLine hosted our MiFID II Transaction Reporting - Building ARM Oversight Functions breakfast briefing at London's impressive Sky Garden. We were joined by guest speaker and MiFID II consultant Kristian Martin-Dominguez who led an informative discussion on the opportunities and potential pitfalls of building this kind of function within an asset management firm.

 

Following the event, we caught up with Kristian to find out why oversight is important and how you should hold ARMs accountable.

 

If you are looking to build an oversight function within your business, contact FourthLine on 0203 800 1099 to discuss the ways in which we can help.

 

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