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James Carter
Senior Consultant

As Head of the UK’s first and only purely CASS focussed Practice, James has built on a hugely successful couple of years in the CASS market. If you are looking for recruitment support in the CASS space, or advice on this ever-changing market then please get in touch with James.

Outside of work, James enjoys playing sport and is a big Manchester United Fan!

 
 
 

JAMES CARTER JOBS

 

CASS Assurance Manager


FourthLine are currently recruiting on behalf of a client who is looking for a CASS Assurance Manager.
The role responsibilities include:

  • Act as the CASS SME for the business.
  • Assisting with the annual CASS audit.
  • Investigation around CASS & TR breaches.


In order to qualify for the role requirements include:

  • Strong knowledge of the CASS rules.
  • Experience of working in an Operations/Middle Office team.
  • Experience in an Oversight role.


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

#LI-JC1

Oversight Administrator


FourthLine are currently recruiting for an Investment Platform who are looking for an Oversight Administrator.
The role consists of:

  • Daily reconciliation of client money bank accounts.
  • Analysing and interrogating data to identify exceptions and advise on solutions.
  • Escalating and reporting exceptions and breaches when appropriate.


In order to qualify for the role, my client is looking for candidates who have/are:

  • Knowledge of CASS desirable but not essential.
  • Highly organised, confident, decisive and enthusiastic self-starter.
  • Analytical.


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

Platform Analyst


FourthLine are currently recruiting for an Investment Platform who are looking for a Platform Analyst.
The role consists of:

  • Monitor and develop internal MI for use across the business, to monitor regulatory and business risks and requirements.
  • Monitoring of internal SLA's.
  • Preparing the CMAR.


In order to qualify for the role, my client is looking for candidates who have/are:

  • Knowledge of CASS desirable but not essential.
  • Highly organised, confident, decisive and enthusiastic self-starter.
  • Analytical.


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

CASS & Regulatory Reporting Manager

£80000 - £100000 per annum

FourthLine are currently recruiting on behalf of a client who is looking for a CASS & Regulatory Reporting Manager.
The role responsibilities include:

  • COREP reporting and other prudential requirements, such as the preparation and documentation of policies, under IFPRU, CRD IV, CRR and other of periodic returns required by the FCA.
  • BAU CASS requirements.

In order to qualify for the role requirements include:

  • Strong knowledge of either CASS or Regulatory Reporting.
  • Degree educated.
  • Strong attention to detail.

If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

#LI-JC1

Finance Regulatory Reporting Manager


FourthLine are currently recruiting for a Financial Services Firm who are looking for a Finance Regulatory Reporting Manager.
The role consists of:

  • Preparation of COREP and other EBA reporting templates.
  • Preparation of FCA/PRA and Bank of England returns.
  • Resolution of queries / rec breaks in relation to treasury reconciliations.


In order to qualify for the role, my client is looking for candidates who have/are:

  • Sound working knowledge of CRR/CRDIV.
  • Highly organised, confident, decisive and enthusiastic self-starter.
  • Good attention to detail.


Based in the North - Permanent Role - Competitive Salary Benefits.
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

#LI-JC1

CASS Analyst


FourthLine are currently recruiting on behalf of a client who is looking to hire a CASS Analyst.
The role consists of:

  • Assist the CASS Manager in delivering all CASS output including client money and custody asset reconciliations, CASS Technical compliance.
  • Drive improvements and efficiencies within the CASS function.
  • Support with increasing the CASS knowledge throughout the business.


In order to qualify for the role, my client is looking for candidates who have/are:

  • Strong knowledge of CASS.
  • Highly organised, confident, decisive and enthusiastic self-starter.
  • Analytical.


If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

#LI-JC1

 
OUR CONSULTANTS

MINIMUM Salary

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