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Compliance Monitoring Consultant

1710
£40000 - £50000

An exciting opportunity has presented itself within one of my values Retail Financial Services clients based in Yorkshire. Ideal candidates will have a good understanding of compliance monitoring proceedures, and be able to contribute to the delivery of the Compliance Monitoring agenda by producing quality reviews an guidance based on their findings throughout the year. You will also have relevant qualifications and experience across product and service areas, with technical knowledge across FCA handbook areas e.g. MCOB, BCOBS, COBS & ICOBS.

  • Work closely with the Compliance Monitoring Manager/ Senior Compliance Monitoring Manager to continually improve processes and systems for Compliance reviews, with an emphasis upon business service levels, productivity, efficiency optimisation, customer service focus and the long-term benefits for the Society and its subsidiaries
  • Responsible for personally keeping up to date in respect to all relevant sections of the FCA Handbook including the key aspects of BCOBS, COBS, ICOBS, MCOB including sales process, key elements of SYSC/FIT/APER, Training and Competence
  • Manage and prioritise own workload, and support other Compliance Consultants (CCs), taking into account the team’s SLAs and own Key Business Priorities (KBPs)
  • Have the ability to perform more complex reviews;
  • The provision of advice and guidance to the Society and its subsidiaries on actions required to achieve compliance with prevailing regulatory requirements and Codes of Practice as part of recommendations in Monitoring report.

Please contact Richard Miller to discuss further.


This job has now been filled but you may be interested in:

 

Privacy Specialist

I'm currently working with a household name that operate all over the world in multiple sectors. The firm have recruited a professional to head up their UK privacy programme and also looking for a Privacy Specialist to make things happen alongside their global data privacy team.

Location: Maidenhead OR Leeds
Salary: £45-55k dependent on experience

Day to day of this role

  • Work with teams across the business to ensure that data protection risks are identified and all personal information processing activities comply with the GDPR and national regulations.
  • Liaise with business units to build an understanding of privacy risks related to their data processing and advise on how to mitigate risks.
  • Embed Privacy by Design into business processes.
  • Work with the team to carry out training and awareness, review policies and procedures, complete testing and monitoring to ensure compliance with the firm's privacy framework.
  • Insert privacy language into contracts with third party providers.
  • Provide assessments and documentation of privacy risks with proposed plans to mitigate the risks.
  • Manage the response to privacy incidents.
  • Process and complete SARs and DPIA.
  • Liase with the regulator and notify any data breaches through the set up breach processes.

Your experience

  • Strong experience in a previous privacy, legal or compliance function working to the GDPR.
  • Capability to work autonomously and provide privacy advice to a complex organisation.
  • Experience working in a matrix environment within a large organisation.
  • Ability to engage with a wide range stakeholders, across work streams at all levels of seniority.

If you would like to know more about the role, please apply with your updated CV and we can arrange a call to see whether this is the right opportunity for you.

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MINIMUM Salary

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