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CASS Governance Contract

1837
Contract - apply for details

***New CASS contract*** Initially 3 months - Immediate Start South West UK Very competitive day rate. I am representing an excellent client based in the South West whom are looking to on board a contractor to support their CASS office with some ongoing Governance improvements. This will be an interesting and varied position supporting the CF10a and wider Finance, Operations and Risk teams.

The role will be key to:

  • Supporting the improvement of CASS governance, through formailsing and embedding risk appetite
  • Creating and delivering the appropriate committees for robust CASS oversight
  • Helping collate timely, sufficient and appropriate CASS MI to deliver to relevant stakeholders
  • Assisting in CASS remediation exercises and be integral to CASS audit preparations
  • Strengthening existing rules mapping and procedures under the FRC assurance audit standards
  • Making enhancements to the clients CASS RP and CMAR reporting
  • Helping with the oversight of outsourced custodian.

If you have a strong Governance and Oversight background I would be very keen to discuss this with you in more detail.

Managing this Role

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Senior Data Privacy Specialist

£50000 - £52000 per annum

I'm looking to find the next Senior Data Privacy Specialist to work for a revolutionary FS business based across North Wiltshire/Swindon area.

This position will be a full-time position as part of a small, but quickly growing, office and will be paying £50,000.

This role will give the successful individual to opportunity to…

  • Work in a highly regulated field as a privacy specialist;
  • Become the subject matter expert surrounding data protection and the General Data Protection Regulation (GDPR);
  • Build a working engaging relationship directly with their stakeholders presenting to them findings and analysis;
  • Carry out incoming Subject Access Requests;
  • Perform and support the Data Privacy Impact Assessments being conducted and assist with the remediating steps;
  • Have direct contact with the ICO.


The ideal candidate will have…

  • Risk management experience and the ability to both identify risks and drive the necessary steps required as part of a team;
  • Had experience either reporting directly into stakeholders or have had stakeholder engagement experience in a previous position advising on information risk;
  • Expert knowledge surrounding the Data Protection Act of 1998 & 2018 and the GDPR;
  • Delivered data protection and/or GDPR training to a team before.

Head of Global Risk and Compliance


Head of Global Risk and Compliance - Wealth Management
A Wealth Management company in the South West are looking to recruit a Head of Global Risk and Compliance to lead their business.
This is a Permanent Role
Role: Head of Global Risk and Compliance
Salary: Based on experience
Location: South West
This role will be reporting directly to the CEO and work with key stakeholders across the business. You will oversee all Risk and Compliance throughout the business. This is a new business and will require you to roll your sleeves up and get stuck in. One of the key perks to this role is that you have a key role in growing the business and assisting profitability with your commercial acumen.
The company itself has a very collegiate culture and as it is a small team finding the right person is important to them. They are looking for someone with regulatory exposure in the EMEA and preferably the US as well. Reacting to projects as they arise is important working to tight deadlines. As the business grows travel may be included but for now flexible working is a possibility for a few days per week.
The roles main responsibilities will be:

  • Writing reports to the FCA & other international regulatory bodies as required.
  • Attending Risk, Audit and Investment committee meetings.
  • Keeping up to date on Regulatory knowledge of jurisdictions that the company is operating and distributing to.
  • This position will hold the CF10 & CF11 function.
  • Oversee internal audits for monitoring and financial crime aspects of the business.
  • Sign off marketing materials to be distributed to various regions.



You will need:

  • Experience working in EMEA as a minimum with US regulatory experience being beneficial.
  • Have held a head of role or control function previously.
  • Knowledge of various wealth products.
  • Experience writing policies and procedures for the business.

Privacy Advisor

This Privacy Advisor position, paying up to £60,000, is based in North Wiltshire working with the latest, cutting edge technology.

This role will give you the opportunity to...

  • Act as the data privacy subject matter expert providing detailed and concise advice to all levels of the company;
  • Become a reliable support to various workstreams throughout the business for data protection related queries;
  • Responsible for the completion of the subject access requests;
  • Conduct DPIAs and manage the necessary steps thereafter;
  • Highlight any potential risk to privacy during their ongoing business change;

They are looking for that person who has...

  • Previous experience working as a privacy go-to, subject matter expert within a company. preferably providing international privacy advice too;
  • A recognised privacy qualification;
  • Legally and technically competent with the requirements of GDPR being able to both discuss the legalities and the technicalities of whats necessary to different teams;
  • The ability to work well independently and build strong working relationships with other teams quickly.

Is this you? Apply now and drop me an email with your CV to discuss the role further.

Information Security Manager

£55000 - £70000 per annum Location & Experience Dependent

I'm working with a Global firm who are looking to identify an experienced Professional in Information Security to join on a permanent basis. The role will involve monitoring the firms ongoing Information Security compliance ensuring all Risks are identified and remediation completed.

Responsibilities:

  • Provide support across the business acting as a point of contact for Information security queries.
  • Conduct Internal and Third-Party Risk Assessments, reporting on the outcomes and providing remediation solutions.
  • Monitor for any Security Incidents or breaches and ensure the appropriate action is taken.
  • Implement Cyber & Information Security Policies & Procedures.
  • Assess the Firm and ensure it is compliant with Cyber & Information Security Standards requirements e.g. PCI DSS, ISO27001.

Essential:

  • Minimum of 2 years' Information Security experience.
  • Pragmatic individual who takes a solutions-based approach.
  • Understanding of UK Information Security legal requirements.

Desired:

  • Experience of handling Financial / Health data.
  • Crisis or Incident Management experience.
  • Hands-on experience of GDPR and ISO27001.
  • Hold Certifications such as CISM, CISSP etc.

Location: South West / Kent / London

Salary: £55,000 - £70,000 Benefits (dependent on Location & Experience)

Duration: Permanent

Information Security Manager


I'm working with a Global firm who are looking to identify an experienced Professional in Information Security to join on a permanent basis. The role will involve monitoring the firms ongoing Information Security compliance ensuring all Risks are identified and remediation completed.

Responsibilities:

  • Provide support across the business acting as the point of contact for Information security queries.
  • Conduct Internal and Third-Party Risk Assessments, reporting on the outcomes and providing remediation solutions.
  • Monitor for any Security Incidents or breaches and ensure the appropriate remedial action is taken.
  • Assess the Firm and ensure it is compliant with Information Security Standards & Data Protection requirements e.g. GDPR, PCI DSS, ISO27001.



Essential:

  • Minimum of 4 years' experience within Information Security.
  • Hands-on experience of GDPR and ISO27001.
  • Strong influencing ability and able to build and maintain relationships with senior stakeholders.



Desired:

  • Understanding of UK and European/Global Information Security & Data Privacy legal requirements.
  • Hold Certifications such as CISM, CISSP etc.
  • Experience of handling Financial, Health and Employee data.
  • Crisis or Incident Management experience.



Location: Bristol / Tunbridge Wells
Salary: £55,000 - £62,000
Duration: Permanent

Senior Finance Assistant

Senior Finance Assistant - South West England - Up to 300pd

FourthLine are working with a leading Investment business based in the South West. This firm are looking to enhance their CASS oversight capabilities as the business goes through a period of change.

The role will consist of maintaining current internal client money reconciliations, oversight and reporting in tandem to the role out of new CASS processes for major project.

Key Responsibilities:

  • Client Money and Custody Asset exception management and clearing of unresolved breaks
  • Further support the automation of reconciliation and reporting processes
  • BAU ICMR
  • Ad hoc requests directed by management

If you are immediately available with a strong project background in CASS 6,7, reconciliations, and CMAR please get in touch.

CASS Assistant Manager

CASS Assistant Manager - South West England - Market Rates

FourthLine are working with a leading Investment business based in the South West. This firm are looking to enhance their CASS oversight capabilities as the business goes through a period of change.

The role will consist of maintaining current internal client money reconciliations, oversight and reporting in tandem to the role out of new CASS processes for major project.

Key Responsibilities:

  • Support permanent assistant managers with day to day team management
  • Support the oversight of Client Money and Custody Assets, including ICMR and exception management
  • Definition and/or refinement of Management Information and reporting

If you are immediately available with a strong project background in CASS 6,7, reconciliations, and CMAR please get in touch.

CASS Assistant Manager

CASS Assistant Manager

Contract - 4 Months initially

South West UK

Market rate

Fourthline is working with a leading Investments business based in the South West of the UK. The client is looking to bring in 4 new contractors to support the CASS oversight functions as they go through a period of change.

The roles will be key to maintaining current internal client money reconciliations, oversight and reporting in tandem to the role out of new CASS processes for major project. If you are immediately available with a strong project background in CASS 6,7, reconciliations, and CMAR please get in touch.

Interviews to take place 30th/31st August so get in touch soon for more information.

Senior Finance Assistant

CONTRACT - Initially 4 months

Senior Finance Assistant

South West

Up to 300pd

Fourthline is working with a leading Investments business based in the South West of the UK. The client is looking to bring in 4 new contractors to support the CASS oversight functions as they go through a period of change.

The roles will be key to maintaining current internal client money reconciliations, oversight and reporting in tandem to the role out of new CASS processes for major project. If you are immediately available with a strong project background in CASS 6,7, reconciliations, and CMAR please get in touch.

Interviews to take place 30th/31st August so get in touch soon for more information.

Data Protection Officer

£50000 - £60000

A multi-billion pound technology organisation, with over 20,000+ staff members across the world, are looking to hire their new Data Protection Officer.

This B2B company, based in North Wiltshire (with excellent flexible working available) are paying up to 60,000 p/a. The successful candidate will initially begin smaller scale by managing their UK data protection requirements with a small team, before developing into the management of the company’s EU privacy requirements, and eventually their global function over time.

This very well invested and well supported GDPR change program has been in operation for a period of time, and the incoming DPO will required to manage their migration from this into a more business-as-usual structure.

You will have…

  • a deep knowledge of data protection, GDPR and other surrounding relevant regulatory requirements;
  • experience working within data management/information risk in a large-scale B2B organisation;
  • the expectation of driving the company’s privacy program throughout the business;
  • communication with senior management and stakeholders regularly;
  • a dynamic approach when viewing what data protection requirements that the company has;
  • the responsibility of being the go-to person for all data protection queries and advice;
  • a team to manage, and expectations over time to grow the team;
  • experience leading an audit program
  • a vision for their future global privacy strategy and will create a roadmap to get to them there.

The successful candidate will be…

  • someone with experience managing a privacy team or can demonstrate that they are ready to manage a team;
  • the subject matter expert on privacy and GDPR;
  • experienced with multiple jurisdictions around the world within a multinational/global company within a privacy role;
  • has a good understanding or how a global privacy function operates;
  • a strong leader of their entire privacy function and has the confidence in their knowledge to make decisions by themselves;
  • open to occasional travel, when required.

Very few opportunities come around which offer the right candidate such excellent flexible working arrangements, the opportunity to travel across the world, and promise that plan to develop their career to Global DPO status with such good support throughout.

MINIMUM Salary

£ k