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Compliance Officer - Guildford - Insurance - Up to £85,000

£70000 - £85000 per annum

FourthLine are currently representing our Speciality Insurance Client as they look to recruit a Compliance Officer into their Group Function, with specific oversight of a Lloyd's Syndicate.

You will work closely with the Head of Compliance to oversee the regional compliance operations, providing advice, managing upcoming regulatory change, reviewing policies and framworks, maintain Lloyd's Minimum Standards and ensuring a robust Compliance Culture is embedded.

Day to day responsibilities of the role will include:

Liasing with Lloyd's, the FCA and the PRA
Ensuring compliance with Lloyd's Minimum Standards and wider European, FCA and PRA Regulation
Management of Conduct Risk and Complaints
Review, amend and implement new policies and procedures, including but not limited to Data Protection, Financial Crime, etc.
Provide regular compliance reports to senior management and the board

The ideal candidate will have

3 or more years of experience within Compliance and Regulation with knowledge and experience working in the Lloyd's market
Some experience of run off business or acquisitions would be preferred, but not essential
Working knowledge of Lloyd's minimum standards
Direct experience of personal lines insurance and/or complaints management
Comfortable working independently with a solutions focused approach

This company has grown massively via acquisition and there are many opportunities for internal promotion and progression across the whole firm.

This role will be based in Guildford with travel to the City required occasionally.

If you have suitable experience and are interested in the above role, please contact Zack Dadfar on 0203 854 0985 or email him at



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