Compliance Analyst

BBBH2399_1548779726
Up to £38000 per annum


FourthLine are currently representing our Insurance client recruit for a Compliance Analyst in their busy team. Based in Surrey, this client has a great reputation for valuing and developing their staff.
Key responsibilities of the role would include:

  • Conducting compliance monitoring and thematic reviews
  • Review of policies and procedures
  • Review and sign off marketing materials
  • Providing advice to various business units
  • Interpretation of regulatory change and impact on the business in conjunction with the Compliance Manager and Head of Compliance


Suitable candidates for the role will have the following experience:

  • Minimum 1-2 years' experience within a financial services business in a compliance, quality assurance, risk, or internal audit role.
  • Comfortable writing reports and using an evidence based approach
  • Knowledge of FCA regulation, ideally within the retail financial services sector
  • Hands on approach and an interest in developing transferable skills


The role offers a fantastic opportunity for somebody to build upon their existing regulatory skillset in a fast paced environment, with the opportunity to diversify their compliance portfolio and gain unprecedented exposure to senior executives in a business.
Contact Andy Barrett for more details

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