CASS Audit, Assurance & Training Manager

£60000 - £70000

FourthLine are currently recruiting on behalf of a client who is looking for a CASS Audit, Assurance & Training Manager.

The role responsibilities include:

  • Work proactively with the external auditor to plan, design, and manage the Firm’s annual CASS Audit.
  • Participate in management of risk-events ensuring that these are properly assessed, investigated, documented and narrated in a manner which is suitable for submission to the FCA in the CASS Audit Opinion
  • Actively plan, design and manage the CASS-control assurance testing; preparing reports of findings or opportunities for improvement to the CF10a.

In order to qualify for the role requirements include:

  • Strong knowledge of the CASS rules.
  • Experience of working with CASS audit/assurance.
  • Attention to detail.

If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.

Managing this Role



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