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Senior Regulatory Reporting Analyst

£45000 - £65000 per annum

FourthLine are currently recruiting for a leading Financial Services Firm who are looking for a Senior Regulatory Reporting Analyst.
The role consists of:
  • Accurate and timely production of the team's regular monthly, quarterly and annual requirements.
  • Focus on a variety of regulations including but not limited to AIFMD, EMIR, MIFID & Solvency II.
  • To be involved in project based worked around improving processes and controls.
  • Work closely with other team members to make sure new reporting requirements are fully documented before go-live and necessary changes to process are enacted in BAU.

In order to qualify for the role, my client is looking for candidates who have/are:
  • Experience in Regulatory Reporting.
  • Be a problem solver, pro active and a team player.
  • Experience regular reporting gained within an Asset Manager is desirable but not essential.

If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

This job has now been filled but you may be interested in:


Compliance Rule Coder - Charles River

ROLE: Charles River Compliance Rule Coder
LENGTH: 6 Months
RATE: Market Rate

A leading Investment Management firm are on the look out for a Charles River Compliance Rule Coder to work on a Charles River Implementation piece.

I'm looking to speak with CRD Rule Coders with 5 years experience in this capacity, to take a significant role within the Compliance team. A thorough understanding of Charles River is essential.

Role Details;

  • Purely Compliance Rule Coding
  • Coding and inputting rules into the systems, liaising with stakeholders and data teams
  • Collaborating with Data teams in relation to requirements for Coding


  • Self-starter
  • Strong stakeholder management

If you qualify for the role above, or know anyone who may be, please get in touch.


Enterprise Risk Analyst

Job Title: Enterprise Risk Analyst
Day Rate: Market Rate
Location: London
Contract Length: 6 Months
My client, a prestigious information services company, are looking for an Enterprise Risk Analyst to support the update of the Risk Management framework.
Job Responsibilities:

  • Work closely with the Programme Manager and Head of Risk to deliver the new framework, tools and documentation across the company.
  • Enhance the companies Risk and Control frameworks, writing associated policy and framework documents.
  • Deal with all Risk Management queries as the point of contact for Risk issues within the business.
  • Identify, document and implement improvements to risk management processes.
  • Participating in company-wide Risk Management project meetings and initiatives.

Knowledge/Experience Requirements:

  • Extensive knowledge of Operational Risk Management processes, practices and frameworks, with particular focus on COSO and IRM frameworks.
  • Knowledge of different risk types and the importance of Risk Management across multiple functions.
  • Understanding of Risk factors within data, information systems and technology.
  • Can balance the commercial needs of a business while providing Risk management advice.
  • Excellent Stakeholder management skills including relationship building, dealing with Senior managers and delivering training, guidance and coaching.


UAT Test/Contractor

ROLE: UAT Contractor
RATE: £200-250p/d
LENGTH: 3 Months
SECTOR: Asset Management

A leading, City based Asset Management firm are on the lookout for an experienced UAT tester to join on a short term contract to support a product roll-out project.

Key Responsibilities:

  • Testing web-pages, data validation, format and functionality
  • Executing against test cases
  • Process and Issue logging in JIRA

Key Requirements;

  • Experience of UAT
  • Use of JIRA (strongly preferred)
  • MiFID II knowledge

If this role is of interest, and suitable to your experience, please get in touch.


Compliance Officer - Reg Tech - up to £35,000 - Home Based!

FourthLine are currently representing our client, a Regulatory Technology provider, as they look to hire a home-based Compliance Manager into their in-house team. The Compliance advice is currently outsourced, and to support their exciting growth they are looking for someone to take ownership of constantly updating their policies and frameworks for clients.

The company provide a range of services to Wealth Managers, IFA's and Tier 2 Banking clients. Their objective is to help firms understand their unique market positioning in areas of people, regulation, systems, etc. by producing detailed reports to help firms understand their key priority areas for improvement.

As Compliance Manager, some of your responsibilities will include:

  • Designing, developing and delivering tailored compliance content to clients;
  • Managing the online compliance helpdesk;
  • Working with the board to ensure Compliance agenda remains up to date and relevant.

The ideal candidate will have some of the below criteria

  • Compliance experience within a wealth, IFA or consulting environment;
  • Background as a paraplanner, or financial advisor would be ideal but not essential;
  • Professional qualifications (CISI) or industry qualifications (Level 4 Diploma);
  • Excellent knowledge of FCA regulation as it applies to the Wealth Management sector especially;
  • Innovative and creative approach, must be solution orientated and hands on with technology.

Please note this role is 100% home based with some occasional travel to London.


Senior Consultant- Information Governance

FourthLine are working with a boutique consulting firm based in Central London who are looking for a Senior Information Governance Consultant.
You must:

  1. Have had experience in an advisory capacity, managing projects/programmes.
  2. Can handle unpredictable or circumstances where the subject matter is new and thrive in it.
  3. Have good experience in creating deliverables and/or presentations to different client stakeholders
  4. Can deal with challenging or complicated clients



CASS Assurance Manager

FourthLine are currently recruiting on behalf of a client who is looking for a CASS Assurance Manager.
The role responsibilities include:

  • Act as the CASS SME for the business.
  • Assisting with the annual CASS audit.
  • Investigation around CASS & TR breaches.

In order to qualify for the role requirements include:

  • Strong knowledge of the CASS rules.
  • Experience of working in an Operations/Middle Office team.
  • Experience in an Oversight role.

If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.



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