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Compliance Monitoring Officer

1876
£30000 - £40000

Compliance Monitoring Officer

A large investment firm in Manchester are looking to hire a new complianec monitoring officer to support a number of reviews across the business.

The ideal person will have experience in an FCA regulated environment and knowledge of sourcebooks, including; COBS, SYSC (ideally MAR).

Any experience of CASS and operational compliance is an advantage.

Managing this Role

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Quality Assurance Analyst - Lancashire

£21000 - £25000 per annum pension, healthcare & bonus

Fourthline are currently assisting our Lancashire based client as they grow their compliance function, in their search for a Quality Assurance Team Leader.

The business, specialising in loans and mortgages, are an equity-backed business, who have huge plans for growth.

Job Type: Permanent
Location: Lancashire
Salary: £25,000 benefits and bonuses.
Work Pattern: Mon-Fri

Requirements:
- Experience working within a regulated financial services company;
- Knowledge in a Quality Assurance role;
- Ability to write and present MI reports to senior stakeholders;
- Knowledge of MCOBs, CONC and Motor Finance regulations;
- Someone who is currently or is looking to become CMAP qualified.

If you have the relevant experience and would like to discuss the role in more detail, please send an up-to-date CV to maria.koundouri"at"thefourthline.co.uk

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CASS Product SME


FourthLine is currently recruiting for a leading Financial Services Firm who is looking for a CASS Product SME.
Role Responsibilities:

  • Ensure the existing propositions deliver great customer outcomes.
  • Help deliver against the CASS regulatory framework and provide oversight to third parties managing CASS processes for the entities.
  • Operate within a robust risk, control and governance regime to facilitate the robust oversight of existing propositions.


Based in London, Cheshire or Bath - 12 Month FTC Benefits.
If you think you are suitable for the role and you're looking to further your career please apply by providing an updated CV.

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MINIMUM Salary

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