Compliance Manager

£50000 - £50000

FourthLine are representing our Global Insurance Services provider recruit for a Compliance Business Partner to join a centralised team. We are really interested in speaking with candidates who are interested in working outside of central London who would want to work in a varied and challenging compliance advisory role.

If you are interested in working for a global brand with an excellent reputation then this business may be of particular interest to you.

Working as part of a centralised compliance team, the compliance business partner will be responsible for providing day to day compliance advice and guidance to various shared services functions across the group.

Key responsibilities will include some of the following:

  • Actively promote and embed a positive risk and compliance culture across the firm
  • Provide advice and guidance to staff in the development and monitoring of operational documents, procedures and computer systems to ensure effective compliance with FCA and other regulatory requirements.
  • Liaise with other members of UK Risk & Compliance as appropriate to ensure policies, materials and training take into account any trends identified.
  • Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm’s policies, procedures & materials liaising with all relevant key stakeholders.
  • Carry out the timely preparation and accurate submission of FCA reporting
  • Maintenance of compliance registers and documents
  • Regular liaison with appropriate regulators (FOS, FCA)
  • Prepare and deliver required compliance reports
  • Ad hoc support to the wider compliance function

We are looking for candidates with experience of the general insurance market; anyone with experiences in pensions would also be of particular interest. Candidates who work well both independently and as part of a team are preferred as there will be times where you are working at different sites to colleagues. You must have experience giving advice, writing various reports and be well versed in conduct regulations impacting the insurance sector.

Managing this Role



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