Regulatory Reporting Oversight Officer

£45000 - £55000

FourthLine are currently recruiting for a leading Financial Services Firm who are looking for a Regulatory Reporting Oversight Officer to provide effective oversight of regulatory reporting.

The role consists of:

  • Daily review of EMIR transaction, valuation and collateral reports within the Global Trade Repository portal to validate that all submissions have been successfully received.
  • Owning the AIFMD reporting process, ensuring key business units submit accurate and timely data for quarterly submissions.
  • Processing final AIFMD submissions via Gabriel.
  • Owning the Solvency II reporting process.
  • Shareholding reporting both to the UK regulator and other jurisdictions including short selling, long positions and takeover panel.
  • Producing detailed procedures outlining new processes and training other team members.

In order to qualify for the role, my client is looking for candidates who have/are:

  • Experience in EMIR Transaction Reporting.
  • Experience in AIFMD Reporting.
  • Experience of working within a Buy-Side firm.
  • Experience of trade oversight / compliance / investment support roles within the asset management sector is desirable.

If you think you are suitable for the role and you’re looking to further your career please apply by providing an updated CV.


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