Compliance Officer

£35000 - £55000

Compliance Officer - London - Permanent - to 50k

The firm are a small investment management house with three arms of service across different regulated areas.

This role would be ideal for someone who has a grasp of some of the core capital market regulations - MIFID II, UCITS, AIFMD, MAR, COBS, SYSC

The firm are offering a young compliance officer the chance to develop quickly and ultimately take on the CF10/11 for the firm.

You must be pragmatic in your interpretation of regulation, a legal background would be beneficial.

The firm will fund and support academic qualifications that you would like to pursue to develop your industry and compliance knowledge.

If you would be interested in discussing this role, please get in touch with your most recent CV.

Managing this Role



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