Compliance Officer

1913
£35000 - £35000

FourthLine are currently representing our Insurance client recruit for a Compliance Officer in their busy team. This is a chance to join a hugely successful firm who are going through substantial growth.

Key responsibilities of the role would include:

Conducting compliance monitoring and thematic reviews

Review of policies and procedures

Review and sign off marketing materials

Provide advice to the QA team

Interpretation of regulatory change and impact on the business in conjunction with the Compliance Manager

Project management of IDD implementation

Suitable candidates for the role will have the following experience:

Minimum 2-3 years’ experience within a financial services business, ideally in a compliance, quality assurance, risk, internal audit or complaints role.

Comfortable writing reports and using an evidence based approach

Knowledge of FCA regulation, ideally within the retail financial services sector

Hands on approach and an interest in developing transferable skills

The role offers a fantastic opportunity for somebody to build upon their existing regulatory skillset in a fast paced environment, with the opportunity to diversify their compliance portfolio and gain unprecedented exposure to senior executives in a business.

Please get in touch with Andy Barrett for more details.

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